Gina R. Mccord

HBKS WEALTH ADVISORS

STUART, FL 34996

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CRD#: 2455588

Professional summary

Gina Rene Mccord, who also goes by Gina Rene Deckert, Gina Rene King, Gina Rene Knochelmann, Gina Rene Ricks, Gina Rene Tejeda, is a registered financial advisor currently at HBKS WEALTH ADVISORS located in Stuart, Florida.

Gina is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Gina has worked at 8 firms and has passed the Series 65, Series 63, Series 31, Series 3, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Gina Rene Deckert | Gina Rene King | Gina Rene Knochelmann | Gina Rene Ricks | Gina Rene Tejeda

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gina Rene Mccord's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 13, 2023 - Present

HBKS WEALTH ADVISORS

Office #1: 1000 Se Monterey Commons Blvd Suite 101, Stuart, FL 34996

RIA

CRD#: 112139

STUART, FL

Past

June 21, 2012 - July 12, 2013

FIFTH THIRD SECURITIES, INC.

RIA

CRD#: 628

COLUMBUS, OH

Past

June 20, 2012 - July 12, 2013

FIFTH THIRD SECURITIES, INC.

CRD#: 628

COLUMBUS, OH

Past

January 15, 2010 - April 9, 2012

KEY INVESTMENT SERVICES LLC

CRD#: 136300

BROOKLYN, OH

Past

June 1, 2009 - December 19, 2009

MORGAN STANLEY

RIA

CRD#: 149777

COLUMBUS, OH

Past

June 1, 2009 - December 19, 2009

MORGAN STANLEY

CRD#: 149777

COLUMBUS, OH

Past

July 24, 2006 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

COLUMBUS, OH

Past

July 21, 2006 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

COLUMBUS, OH

Past

January 8, 2002 - August 10, 2006

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

COLUMBUS, OH

Past

December 7, 2001 - August 10, 2006

UBS FINANCIAL SERVICES INC.

CRD#: 8174

COLUMBUS, OH

Past

March 13, 1995 - December 14, 2001

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Past

April 6, 1994 - March 1, 1995

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HBKS WEALTH ADVISORS

CRD#: 112139 / SEC#: 801-60424

RIA

Registered Investment Advisory firm - (7/19/2001 Approved)

Ohio

Registered Investment Advisory firm - (11/28/2000 Terminated)

Pennsylvania

Registered Investment Advisory firm - (10/29/2001 Terminated)

Wyoming

Registered Investment Advisory firm - (11/9/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(7/13/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/26/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/31/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 10/12/2007

Futures Managed Funds Examination

General Industry/Product Exam

Series 3

Date: 5/20/1994

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 3/21/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/25/2000

General Securities Principal Examination

Current Firm

HBKS WEALTH ADVISORS

CRD#: 112139 / SEC#: 801-60424

RIA

Registered Investment Advisory firm - (7/19/2001 Approved)

Ohio

Registered Investment Advisory firm - (11/28/2000 Terminated)

Pennsylvania

Registered Investment Advisory firm - (10/29/2001 Terminated)

Wyoming

Registered Investment Advisory firm - (11/9/2017 Terminated)

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Contact information

Main Address

2725 Colonial Ave, Erie, PA 16506

Mailing Address

Phone number

(814) 836-5776

Established

Firm type

Fiscal year end

# of Employees

109

SEC notice filing (30 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HBKS WEALTH ADVISORS ADV 2A 11-12-25 (11/12/2025)

Regulatory assets under management

Total Number of Accounts	21,190
AUM (Assets Under Management)	$ 7,661,939,874

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/25/2024	Cover Page	Report
07/28/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Gina R. Mccord

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gina Rene Mccord's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIFTH THIRD SECURITIES, INC.

FIFTH THIRD SECURITIES, INC.

KEY INVESTMENT SERVICES LLC

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

BANC ONE SECURITIES CORPORATION

PRUDENTIAL EQUITY GROUP, LLC

Primary Firm SEC Registration

HBKS WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 6/26/2023

Series 63

Date: 3/31/1994

Series 31

Date: 10/12/2007

Series 3

Date: 5/20/1994

Series 7

Date: 3/21/1994

Series 24

Date: 8/25/2000

Current Firm

HBKS WEALTH ADVISORS

Contact information

SEC notice filing (30 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

HBKS WEALTH ADVISORS

TRUST BUT VERIFY

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