WN
William G. Newbould
CARY STREET PARTNERS
Austin, TX 78731
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CRD#: 2455172
WN
Professional summary
William George Newbould, CFP® is a registered financial advisor currently at CARY STREET PARTNERS located in Austin, Texas and CARY STREET PARTNERS located in Austin, Texas.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. William has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Investment Planning
Estate Planning
Insurance Planning
Retirement Planning
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Barton Hilltop Homeowners Association. Residential HOA. President & Treasurer. Austin, TX. 2010. Exercises control over Entity's assets. 1 Market Hour and 1 Non-Market hour devoted to activity per month.
CRS (Client Relationship Summary) - RIA
Click below to view William George Newbould's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2007
Experience
Current
December 6, 2013 - Present
CARY STREET PARTNERS
Office #1: 7000 N. Mopac Expy Suite 150, Austin, TX 78731RIA
CRD#: 128545
Austin, TX
Current
December 6, 2013 - Present
CARY STREET PARTNERS
Office #1: 7000 N. Mopac Expy Suite 150, Austin, TX 78731BD
CRD#: 128089
Austin, TX
Past
February 12, 2004 - December 9, 2013
RIVERSTONE WEALTH MANAGEMENT, INC.
RIA
CRD#: 40418
AUSTIN, TX
Past
March 27, 1996 - December 9, 2013
RIVERSTONE WEALTH MANAGEMENT, INC.
BD
CRD#: 40418
AUSTIN, TX
Past
July 17, 1995 - March 27, 1996
BLUEBONNET SECURITIES, INC.
BD
CRD#: 15957
Past
February 24, 1994 - July 25, 1995
DICKINSON & CO.
BD
CRD#: 689
DES MOINES, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CS
CARY STREET PARTNERS
CARY STREET PARTNERS | WAYPOINT ADVISORS | VIKING WEALTH ADVISERS | CARY STREET PARTNERS INVESTMENT ADVISORY, LLC | CARY STREET PARTNERS INVESTMENT ADVISORY LLC
CRD#: 128545 / SEC#: 801-64239
RIA
Registered Investment Advisory firm - (8/12/2005 Approved)Virginia
Registered Investment Advisory firm - (3/2/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(1/9/2023)
RR
Arizona(2/17/2023)
RR
California(12/6/2013)
RR
Colorado(12/6/2013)
RR
Connecticut(3/19/2020)
RR
Florida(12/6/2013)
RR
Georgia(9/1/2021)
RR
Illinois(12/6/2013)
RR
Kansas(4/26/2021)
RR
Kentucky(1/3/2018)
RR
Minnesota(1/3/2018)
RR
Missouri(4/19/2021)
RR
New Hampshire(12/6/2013)
RR
New York(8/3/2023)
RR
North Carolina(1/24/2023)
IAR
North Carolina(12/6/2024)
RR
Ohio(4/15/2025)
RR
Oklahoma(7/14/2021)
RR
Oregon(8/8/2023)
RR
Pennsylvania(1/3/2018)
RR
South Carolina(11/18/2024)
RR
Texas(12/6/2013)
IAR
Texas(12/6/2013)
RR
Washington(9/20/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CS
CARY STREET PARTNERS
CARY STREET PARTNERS | WAYPOINT ADVISORS | VIKING WEALTH ADVISERS | CARY STREET PARTNERS INVESTMENT ADVISORY, LLC | CARY STREET PARTNERS INVESTMENT ADVISORY LLC
CRD#: 128545 / SEC#: 801-64239
RIA
Registered Investment Advisory firm - (8/12/2005 Approved)Virginia
Registered Investment Advisory firm - (3/2/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
901 East Byrd Street Suite 1001, Richmond, VA 23219
Mailing Address
Phone number
(804) 340-8100
Established
Firm type
Fiscal year end
# of Employees
166
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 13,853 |
| AUM (Assets Under Management) | $ 8,263,891,736 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/22/2024 | ||
| 07/25/2023 | ||
| 01/27/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
