Christopher J. Matchett
Professional summary
Christopher James Matchett is a registered financial professional currently at CAVU SECURITIES LLC located in New York, New York.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1994. Christopher has worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 3, Series 7, Series 30, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher James Matchett's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 15, 2021 - Present
CAVU SECURITIES LLC
Office #1: 777 Third Avenue Suite 2102, New York, NY 10017May 7, 2007 - July 23, 2019
CABOT LANE LLC
April 12, 2006 - May 9, 2007
JOSEPH CAPITAL, LLC
August 11, 2004 - June 2, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 29, 2002 - June 2, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 14, 1998 - January 14, 2002
GOLDMAN SACHS & CO. LLC
April 14, 1994 - May 5, 1998
UBS SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/15/2021)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
CAVU SECURITIES LLC
CRD#: 6906 / SEC#: , 8-18428
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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