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Christopher James Matchett

CRD# 2454977·Registered 1994 - 2026
Previously Registered: Being a previously registered professional could mean that Christopher is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Christopher James Matchett was a registered financial advisor. Christopher was a previously registered financial professional and started their career in finance 1994 - 2026. Christopher had worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 3, Series 7, Series 30, Series 24, Series 10 and Series 9 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

CAVU SECURITIES LLC·CRD# 6906
BD
Red Bank, NJ
April 15, 2021 - September 4, 2026
CABOT LANE LLC·CRD# 143301
BD
New York, NY
May 7, 2007 - July 23, 2019
JOSEPH CAPITAL, LLC·CRD# 120414
BD
New York, NY
April 12, 2006 - May 9, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
New York, NY
August 11, 2004 - June 2, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
April 29, 2002 - June 2, 2005
GOLDMAN SACHS & CO. LLC·CRD# 361
BD
New York, NY
April 14, 1998 - January 14, 2002
UBS SECURITIES LLC·CRD# 7654
BD
New York, NY
April 14, 1994 - May 5, 1998

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Current Firm

CS
CAVU SECURITIES LLC

CAVU SECURITIES LLC | POINT CAPITAL MARKETS, LLC | POINT CAPITAL MARKETS, INC. | JOHN M. CUNNINGHAM INC. | JOHN M, CUNNINGHAM, INC

CRD#: 6906 / SEC#: 8-18428
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

331 Newman Springs Rd Suite 320, Red Bank, NJ 07701

Mailing Address

331 Newman Springs Rd Suite 320, Red Bank, NJ 07701

Phone Number

(212) 916-3840

Established

Delaware since 08/02/2010

Firm Type

Limited Liability Company

Fiscal Year End

March

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GPAR HOLDINGS I, LLCSHAREHOLDER—
FLORIDA CAVU, LLCSHAREHOLDER—
LOHWATER, KARL WILLEMFINANCIAL AND OPERATIONS PRINCIPAL2684561
MEDINA, NICOLAS ETTORECHIEF COMPLIANCE OFFICER2413385
PARSONS, GREGORY ALLENPRESIDENT, CEO,3148868

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1994About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Jul 2014About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Apr 1994About the Series 7 exam

Series 30 — NFA Branch Manager Examination

Passed Jul 2014About the Series 30 exam

Series 24 — General Securities Principal Examination

Passed May 2006About the Series 24 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Jan 2005About the Series 10 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Jan 2005About the Series 9 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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