Lynda M. Jammerman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lynda Marie Jammerman, CFP®, who also goes by Lynda Marie Schauer, was a registered financial professional .
Lynda is a previously registered financial professional and started their career in finance in 1994. Lynda had worked at 12 firms and has passed the Series 65, Series 63, Series 99TO, Series 7TO, SIE, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 27, 2020 - October 14, 2021
USAA INVESTMENT SERVICES COMPANY
February 15, 2019 - June 23, 2020
USAA INVESTMENT SERVICES COMPANY
February 15, 2019 - June 18, 2020
USAA FINANCIAL ADVISORS, INC.
February 15, 2019 - June 23, 2020
USAA INVESTMENT SERVICES COMPANY
March 14, 2017 - January 4, 2019
CAPITAL ONE SECURITIES, INC.
November 10, 2014 - January 28, 2015
CAPITAL ONE FINANCIAL ADVISORS LLC
November 5, 2014 - February 5, 2015
CAPITAL ONE INVESTMENT SERVICES LLC
January 21, 2009 - December 26, 2018
CAPITAL ONE INVESTING, LLC
January 7, 2009 - December 26, 2018
CAPITAL ONE ADVISORS, LLC
January 25, 2006 - March 4, 2008
WAMU CAPITAL CORP.
January 23, 2004 - September 27, 2004
KMS FINANCIAL SERVICES, INC.
January 16, 2004 - September 27, 2004
KMS FINANCIAL SERVICES, INC.
July 12, 1999 - April 19, 2002
BANC OF AMERICA INVESTMENT SERVICES, INC.
July 1, 1998 - April 19, 2002
BANC OF AMERICA INVESTMENT SERVICES, INC.
July 1, 1998 - July 12, 1999
BA INVESTMENT SERVICES, INC.
May 26, 1994 - July 1, 1998
SEAFIRST INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
USAA INVESTMENT SERVICES COMPANY
CRD#: 5475 / SEC#: 801-126328, 8-41241
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 7TO
Date: 12/1/2022
General Securities Representative ExaminationCurrent Firm
USAA INVESTMENT SERVICES COMPANY
CRD#: 5475 / SEC#: 801-126328, 8-41241
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| USAA INVESTMENT CORPORATION (PARENT CO.) | SHAREHOLDER | |
| BEALL, KEVIN DOUGLAS | VICE PRESIDENT, DIRECTOR | 4202452 |
| CARTER, BRANDON DANE | DIRECTOR, CHAIRMAN OF THE BOARD | 2939393 |
| ECK, FRANK THOMAS IV | SECRETARY | 7979835 |
| FLORES, JENNIFER MARGRET | FINOP AND PRINCIPAL FINANCIAL OFFICER | 4175069 |
| HANKS, KARE ELIZABETH | DIRECTOR, VICE PRESIDENT | 2883762 |
| MUIR, JAMES DYER | CHIEF COMPLIANCE OFFICER | 2801996 |
| PEREZ-ROSSELLO, MADELINE IVETTE | ASSISTANT VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 4033239 |
| STORK, MARY ELIZABETH | DIRECTOR | 2960253 |
| WHITE, WILLIAM SWEENEY | PRESIDENT, VICE-CHAIRMAN, DIRECTOR | 4843743 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
