David Ribbens
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Ribbens was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1994. David had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 10, 2018 - November 17, 2025
DOMO CAPITAL MANAGEMENT, LLC
September 10, 2008 - February 9, 2016
HEARTLAND ADVISORS, INC.
September 5, 2008 - February 16, 2016
ALPS DISTRIBUTORS, INC.
May 5, 2005 - March 4, 2008
QUASAR DISTRIBUTORS, LLC
November 6, 2002 - February 7, 2005
U.S. BANCORP INVESTMENTS, INC.
May 1, 2001 - February 7, 2005
U.S. BANCORP INVESTMENTS, INC.
July 28, 1994 - December 1, 2001
FIRSTAR INVESTMENT SERVICES,INC.
July 1, 1994 - July 19, 1994
M&I FINANCIAL ADVISORS, INC
March 10, 1994 - July 1, 1994
VALLEY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DOMO CAPITAL MANAGEMENT, LLC
CRD#: 144894 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 156 |
| AUM (Assets Under Management) | $ 18,053,717 |
Red Flags
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