Franklin P. Gould
Professional summary
Franklin Philip Gould, AIF®, who also goes by Franklin White, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in San Antonio, Texas and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Franklin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Franklin has worked at 7 firms and has passed the Series 63, Series 65, Series 6TO, Series 7TO, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Franklin Philip Gould's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 16, 2022 - Present
EMPOWER ADVISORY GROUP, LLC
August 16, 2022 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111April 1, 2022 - July 5, 2022
CAPITAL CLIENT GROUP, INC.
March 8, 2022 - July 5, 2022
CAPITAL CLIENT GROUP, INC.
January 19, 2022 - January 25, 2022
FJY FINANCIAL
December 10, 2014 - December 10, 2019
PENTEGRA DISTRIBUTORS INC.
January 30, 2012 - November 25, 2014
CAPITAL CLIENT GROUP, INC.
July 12, 1994 - March 8, 2000
FIDELITY DISTRIBUTORS COMPANY LLC
June 1, 1994 - July 6, 1994
FIDELITY BROKERAGE SERVICES LLC
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/16/2022)
(8/16/2022)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 7TO
Date: 3/7/2022
General Securities Representative ExaminationFINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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