Michael E. Bock
Professional summary
Michael Eric Bock, who also goes by Mike Bock, is a registered financial professional currently at PETRIE PARTNERS SECURITIES, LLC located in Denver, Colorado.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1994. Michael has worked at 5 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Eric Bock's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 19, 2012 - Present
PETRIE PARTNERS SECURITIES, LLC
Office #1: 1144 15th Street, Suite 3900, Denver, CO 80202February 21, 2012 - June 12, 2012
STRATA CAPITAL, INC.
February 25, 2011 - March 2, 2012
RIVINGTON SECURITIES, LLC
July 16, 2007 - July 7, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 16, 2006 - July 7, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 9, 1994 - May 10, 2007
ML PETRIE PARKMAN CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/4/2012)
(4/19/2012)
Exams
FINRA
Current Firm
PETRIE PARTNERS SECURITIES, LLC
CRD#: 131783 / SEC#: , 8-66503
Contact information
FINRA licenses (5 States and Territories)
Red Flags
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