JP
Julie S. Peterman
B. C. ZIEGLER AND COMPANY
Richmond, VA 23226
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CRD#: 2454362
JP
Professional summary
Julie Sydnor Peterman, who also goes by Julie Barrett Sydnor, is a registered financial professional currently at B. C. ZIEGLER AND COMPANY located in Richmond, Virginia.
Julie is registered as a RR (Registered Representative) and started their career in finance in 1994. Julie has worked at 9 firms and has passed the Series 63, Series 52TO, SIE, Series 16, Series 87, Series 7 and Series 53 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Julie Barrett Sydnor
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Julie Sydnor Peterman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 22, 2022 - Present
B. C. ZIEGLER AND COMPANY
Office #1: 5701 Patterson Ave Suite 200, Richmond, VA 23226BD
CRD#: 61
Richmond, VA
Past
August 3, 2020 - March 22, 2022
TRUIST SECURITIES, INC.
BD
CRD#: 6271
RICHMOND, VA
Past
January 2, 2013 - August 3, 2020
BB&T SECURITIES, LLC
BD
CRD#: 142785
RICHMOND, VA
Past
March 4, 2005 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
BD
CRD#: 6255
RICHMOND, VA
Past
July 1, 2003 - February 28, 2005
WELLS FARGO SECURITIES, LLC
BD
CRD#: 126292
CHARLOTTE, NC
Past
October 1, 1999 - July 1, 2003
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
July 13, 1998 - October 1, 1999
FIRST UNION CAPITAL MARKETS CORP.
BD
CRD#: 6124
CHARLOTTE, NC
Past
August 19, 1994 - August 14, 1995
FIRST UNION BROKERAGE SERVICES, INC.
BD
CRD#: 8112
CHARLOTTE, NC
Past
March 28, 1994 - July 26, 1994
NATIONSSECURITIES
BD
CRD#: 32542
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/22/2022)
RR
Alaska(6/22/2022)
RR
Arizona(6/22/2022)
RR
Arkansas(6/22/2022)
RR
California(6/22/2022)
RR
Colorado(6/22/2022)
RR
Connecticut(6/22/2022)
RR
Delaware(6/22/2022)
RR
District of Columbia(6/22/2022)
RR
Florida(6/22/2022)
RR
Georgia(6/22/2022)
RR
Hawaii(6/22/2022)
RR
Idaho(6/22/2022)
RR
Illinois(6/22/2022)
RR
Indiana(6/22/2022)
RR
Iowa(6/22/2022)
RR
Kansas(6/22/2022)
RR
Kentucky(6/22/2022)
RR
Louisiana(6/22/2022)
RR
Maine(6/22/2022)
RR
Maryland(6/22/2022)
RR
Massachusetts(6/22/2022)
RR
Michigan(6/22/2022)
RR
Minnesota(6/22/2022)
RR
Mississippi(6/22/2022)
RR
Missouri(6/22/2022)
RR
Montana(6/22/2022)
RR
Nebraska(6/22/2022)
RR
Nevada(6/22/2022)
RR
New Hampshire(6/22/2022)
RR
New Jersey(6/22/2022)
RR
New Mexico(6/22/2022)
RR
New York(6/22/2022)
RR
North Carolina(6/22/2022)
RR
North Dakota(6/22/2022)
RR
Ohio(6/23/2022)
RR
Oklahoma(6/22/2022)
RR
Oregon(6/22/2022)
RR
Pennsylvania(6/22/2022)
RR
Puerto Rico(6/22/2022)
RR
Rhode Island(6/22/2022)
RR
South Carolina(6/22/2022)
RR
South Dakota(6/22/2022)
RR
Tennessee(6/22/2022)
RR
Texas(6/22/2022)
RR
Utah(6/22/2022)
RR
Vermont(6/22/2022)
RR
Virginia(6/22/2022)
RR
Washington(6/22/2022)
RR
West Virginia(6/22/2022)
RR
Wisconsin(6/22/2022)
RR
Wyoming(6/22/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
B. C. ZIEGLER AND COMPANY
B. C. ZIEGLER AND COMPANY | ZIEGLER WEALTH MANAGEMENT | ZIEGLER PRIVATE EQUITY | ZIEGLER INVESTMENT SERVICES GROUP | ZIEGLER CONSULTING SERVICE | ZIEGLER CAPITAL MARKETS | ZIEGLER | REACT GROUP
CRD#: 61 / SEC#: 801-19699, 8-94
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
One North Wacker Drive, Suite 2000 Suite 2000, Chicago, IL 60606
Mailing Address
One North Wacker Drive, Suite 2000, Chicago, IL 60606
Phone number
(312) 263-0110
Established
Wisconsin since 02/12/1920
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE ZIEGLER COMPANIES, INC. | PARENT COMPANY | |
| DAVID, ANGELIQUE ATHIENA | EMD, GENERAL COUNSEL, CORPORATE SECRETARY, COO | 5445800 |
| HERMANN, DANIEL JOSEPH | CEO AND PRESIDENT | 1790977 |
| JEFFERSON, RYAN T | MANAGING DIRECTOR, CFO & DIRECTOR | 5844031 |
| KERR, MARCLETTA R | DIRECTOR, CHIEF COMPLIANCE OFFICER | 7463114 |
| STROM, KEVIN LOUIS | EMD HEAD OF CAPITAL MARKETS | 1595516 |
Disclosures
| Regulatory Event | 7 |
| Civil Event | 2 |
| Arbitration | 2 |
Exempt reporting advisers
Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| Wisconsin | ERA - Withdrawn | 3/3/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
B. C. ZIEGLER AND COMPANY
CRD#: 61Richmond, VA 23226TRUST BUT VERIFY
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