Trey Stover
Professional summary
Trey Stover, who also goes by Thomas Joseph Stover III, Thomas Joseph Stover, is a registered financial professional currently at ASCENSUS BROKER DEALER SERVICES, LLC located in Lake Mary, Florida.
Trey is registered as a RR (Registered Representative) and started their career in finance in 2000. Trey has worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Trey Stover's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 31, 2023 - Present
ASCENSUS BROKER DEALER SERVICES, LLC
Office #1: 300 Primera Blvd. Suite 200, Lake Mary, FL 32746March 16, 2017 - August 31, 2023
NEWPORT GROUP SECURITIES, INC.
May 15, 2015 - October 19, 2015
SANDERS MORRIS LLC
October 25, 2007 - September 12, 2014
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
December 6, 2004 - October 26, 2005
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
August 16, 2002 - December 3, 2004
PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.
July 17, 2002 - December 6, 2004
PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.
December 22, 2000 - June 28, 2002
IDS LIFE INSURANCE COMPANY
December 22, 2000 - June 28, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/31/2023)
Exams
FINRA
Current Firm
ASCENSUS BROKER DEALER SERVICES, LLC
CRD#: 36478 / SEC#: , 8-47312
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ASCENSUS, LLC | 100% STOCKHOLDER OF ASCENSUS BROKER DEALER SERVICES, LLC | |
| DUNN, MICHAEL SEAN | SENIOR VICE PRESIDENT | 3045371 |
| FOLMER, MICHAEL ROBERT | TREASURER AND VICE PRESIDENT, TAX AND FINANCE | 5655451 |
| GEARIN, JAMES M | PRESIDENT | 1405150 |
| GINGOLASKI, DENISE MAKSIMOW | FINANCIAL AND OPERATIONS PRINCIPAL | 6218228 |
| GINGOLASKI, DENISE MAKSIMOW | PRINCIPAL FINANCIAL OFFICER | 6218228 |
| GINGOLASKI, DENISE MAKSIMOW | PRINCIPAL OPERATIONS OFFICER | 6218228 |
| KAPLAN, ROBERT BARRY | SECRETARY | 1286735 |
| KAPLAN, ROBERT BARRY | CHIEF COMPLIANCE OFFICER | 1286735 |
| SHANNON, MICHAEL DOUGLAS | SENIOR VICE PRESIDENT | 1314743 |
Red Flags
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Company Information
ASCENSUS BROKER DEALER SERVICES, LLC
CRD#: 36478Lake Mary, FL 32746TRUST BUT VERIFY
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