Ian S. Reddock

ALLSTATE FINANCIAL ADVISORS

Lincoln, NE 68508-1380

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CRD#: 2454065

Professional summary

Ian Scott Reddock is a registered financial advisor currently at ALLSTATE FINANCIAL ADVISORS, LLC located in Lincoln, Nebraska and ALLSTATE FINANCIAL SERVICES, LLC located in Lincoln, Nebraska.

Ian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Ian has worked at 14 firms and has passed the Series 66, Series 65, Series 63, Series 99TO, Series 57TO, Series 52TO, SIE, Series 55, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ian Scott Reddock's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 15, 2024 - Present

ALLSTATE FINANCIAL ADVISORS, LLC

Office #1: 151 N 8th St Ste 450, Lincoln, NE 68508-1380

RIA

CRD#: 109524

Lincoln, NE

Current

May 5, 2023 - Present

ALLSTATE FINANCIAL SERVICES, LLC

Office #1: 151 N 8th St Ste 450, Lincoln, NE 68508-1380

CRD#: 18272

Lincoln, NE

Past

February 3, 2020 - May 26, 2023

AEGIS CAPITAL CORP.

CRD#: 15007

MELVILLE, NY

Past

May 17, 2016 - July 9, 2019

MILLBURN RIDGEFIELD LLC

CRD#: 148870

NEW YORK, NY

Past

June 3, 2013 - October 16, 2019

INDEPENDENT BROKERAGE SOLUTIONS LLC

CRD#: 153563

NEW YORK, NY

Past

May 8, 2008 - June 5, 2013

SIGNATOR INVESTORS, INC.

RIA

CRD#: 468

NEW YORK, NY

Past

October 29, 2007 - June 5, 2013

SIGNATOR INVESTORS, INC.

CRD#: 468

NEW YORK, NY

Past

July 11, 2007 - October 18, 2007

IFMG SECURITIES, INC.

CRD#: 14416

PURCHASE, NY

Past

September 6, 2005 - December 20, 2005

GUNNALLEN FINANCIAL, INC

CRD#: 17609

MELVILLE, NY

Past

June 1, 2005 - August 5, 2005

GUNNALLEN FINANCIAL, INC

CRD#: 17609

TAMPA, FL

Past

May 7, 2003 - July 30, 2003

MILESTONE GROUP MANAGEMENT LLC

CRD#: 44486

LAKE SUCCESS, NY

Past

April 17, 2002 - October 24, 2002

WISE PLANNING CORP.

CRD#: 899

HICKSVILLE, NY

Past

May 23, 2001 - September 24, 2001

SCHONFELD SECURITIES, LLC

CRD#: 23304

JERICHO, NY

Past

March 23, 2001 - May 16, 2001

MERCER PARTNERS INCORPORATED

CRD#: 44925

NEW YORK, NY

Past

March 10, 1997 - March 20, 2001

MILLENNIUM SECURITIES CORP.

CRD#: 31695

NEW YORK, NY

Past

June 6, 1994 - January 2, 1997

KENSINGTON WELLS INCORPORATED

CRD#: 30570

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(5/5/2023)

IAR

New York
(8/15/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/14/2024

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 4/12/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/8/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 7/29/1999

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 6/4/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 12/22/2007

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 7/19/2003

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

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Contact information

Main Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Mailing Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Phone number

(877) 232-2142

Established

Firm type

Fiscal year end

# of Employees

337

SEC notice filing (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AFA FORM ADV FIRM BROCHURE 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	280
AUM (Assets Under Management)	$ 82,015,793

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ian S. Reddock

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ian Scott Reddock's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLSTATE FINANCIAL SERVICES, LLC

AEGIS CAPITAL CORP.

MILLBURN RIDGEFIELD LLC

INDEPENDENT BROKERAGE SOLUTIONS LLC

SIGNATOR INVESTORS, INC.

SIGNATOR INVESTORS, INC.

IFMG SECURITIES, INC.

GUNNALLEN FINANCIAL, INC

GUNNALLEN FINANCIAL, INC

MILESTONE GROUP MANAGEMENT LLC

WISE PLANNING CORP.

SCHONFELD SECURITIES, LLC

MERCER PARTNERS INCORPORATED

MILLENNIUM SECURITIES CORP.

KENSINGTON WELLS INCORPORATED

Primary Firm SEC Registration

ALLSTATE FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/14/2024

Series 65

Date: 4/12/2008

Series 63

Date: 7/8/1994

Series 99TO

Date: 1/2/2023

Series 57TO

Date: 1/2/2023

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 7/29/1999

Series 7

Date: 6/4/1994

Series 53

Date: 12/22/2007

Series 24

Date: 7/19/2003

FINRA

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALLSTATE FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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