CT
Charles A. Trachsel
RETIREMENT PLAN ADVISORS
ST. PETER'S, MO 63376
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CRD#: 2453704
CT
Professional summary
Charles Andrew Trachsel, who also goes by Andy Trachsel, is a registered financial advisor currently at RETIREMENT PLAN ADVISORS, LLC located in St. Peter's, Missouri and CAMBRIDGE INVESTMENT RESEARCH, INC. located in St Peters, Missouri.
Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Charles has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Andy Trachsel
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) RETIREMENT PLAN ADVISORS, 1 MID RIVERS MALL DR, STE 358, ST PETERS, MO, 9/01/2005 CPA/ENROLLED AGENT/TAX PREP/ACCOUNTING SERVICES, INV REL - 20 HR/WK - .1/TRADING. 2) RETIREMENT PLAN ADVISORS, 1 MID RIVERS MALL DR, STE 358, ST PETERS, MO, 9/01/2005 OWNER, INDEPENDENT AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, ADV REP OF A REGISTERED INVESTMENT ADVISOR, FINANCIAL ADVISOR, INV REL - 35 HR/WK - 7 HRS/WK TRADING. 3) FATHER'S CLUB FOR VISITATION 3020 NORTH BALLAS ROAD ST. LOUIS, MO BEGAN 9/1/10 AS VICE PRESIDENT MEETING ORGANIZATION, VOLUNTEER COORDINATION AND RECRUITMEMT, AND COMMINICATION WITH THE DADS. NOT INVESTMENT RELATED. DEVOTES 1-5 HRS/MNTH. DURING TRADING. 4) ANDY TRACHSEL, 15 TRAPPERS WAY, ST CHARLES, MO, OWNER, LEASE PROPERTY TO INDIVIDUALS AND/OR ENTITIES, 01/06/21, 0 HR/YR- 0/TRADING HR. 5) VISITATION ACADEMY, 3020 N. BALLAS RD. ST. LOUIS MO 63131, BOARD OF TRUSTEES, SERVE AS A STRATEGIC GUIDE FOR THE SCHOOL ALONG WITH ALL OTHER TRUSTEES, 09/10/2021, 2 HR/MONTH 2 HR/MONTH TRADING 6) RETIREMENT PLAN ADVISORS HOLDINGS, INC, 105 W Adams St, Suite 2175, Chicago IL 60603, United States, 01/01/2022, Owner, Owner/Partner of a Business Entity, INV REL, 1 HR/MO - 0 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Charles Andrew Trachsel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 9, 2006 - Present
RETIREMENT PLAN ADVISORS, LLC
Office #1: 1 Mid Rivers Mall Drive Suite 358, St. Peter's, MO 63376RIA
CRD#: 122758
ST. PETER'S, MO
Current
October 13, 2005 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 1 Mid Rivers Mall Drive Suite 358, St Peters, MO 63376BD
CRD#: 39543
St Peters, MO
Past
June 13, 2000 - December 31, 2000
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
FAIRFIELD, IA
Past
October 23, 1995 - May 29, 1998
NATIONWIDE INVESTMENT SERVICES CORPORATION
BD
CRD#: 7110
COLUMBUS, OH
Past
June 13, 1995 - October 12, 1995
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Past
May 25, 1994 - February 27, 1995
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RP
RETIREMENT PLAN ADVISORS, LLC
RETIREMENT PLAN ADVISORS, LLC
CRD#: 122758 / SEC#: 801-63261
RIA
Registered Investment Advisory firm - (7/14/2004 Approved)Arizona
Registered Investment Advisory firm - (8/2/2004 Terminated)Colorado
Registered Investment Advisory firm - (10/13/2006 Terminated)Iowa
Registered Investment Advisory firm - (8/2/2004 Terminated)Louisiana
Registered Investment Advisory firm - (2/11/2005 Terminated)Missouri
Registered Investment Advisory firm - (8/2/2004 Terminated)Nevada
Registered Investment Advisory firm - (8/2/2004 Terminated)Texas
Registered Investment Advisory firm - (7/28/2004 Terminated)Wisconsin
Registered Investment Advisory firm - (2/11/2003 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(1/24/2014)
RR
Illinois(1/3/2006)
RR
Missouri(10/21/2005)
IAR
Missouri(2/17/2006)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
RP
RETIREMENT PLAN ADVISORS, LLC
RETIREMENT PLAN ADVISORS, LLC
CRD#: 122758 / SEC#: 801-63261
RIA
Registered Investment Advisory firm - (7/14/2004 Approved)Arizona
Registered Investment Advisory firm - (8/2/2004 Terminated)Colorado
Registered Investment Advisory firm - (10/13/2006 Terminated)Iowa
Registered Investment Advisory firm - (8/2/2004 Terminated)Louisiana
Registered Investment Advisory firm - (2/11/2005 Terminated)Missouri
Registered Investment Advisory firm - (8/2/2004 Terminated)Nevada
Registered Investment Advisory firm - (8/2/2004 Terminated)Texas
Registered Investment Advisory firm - (7/28/2004 Terminated)Wisconsin
Registered Investment Advisory firm - (2/11/2003 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
29 E. Madison St. Suite 500, Chicago, IL 60602-3205
Mailing Address
Phone number
(312) 701-1100
Established
Firm type
Fiscal year end
# of Employees
44
SEC notice filing (35 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,148 |
| AUM (Assets Under Management) | $ 1,882,191,054 |
Red Flags
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Company Information
RETIREMENT PLAN ADVISORS, LLC
CRD#: 122758St. Peter's, MO 63376TRUST BUT VERIFY
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