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Philip Paul Wright

CRD# 2453688·Registered 1995 - 2019
Barred: Philip Paul Wright was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Philip Paul Wright was a registered financial advisor. Philip was a previously registered financial professional and started their career in finance 1995 - 2019. Philip had worked at 4 firms and has passed the Series 65, Series 63, Series 99TO, Series 79TO, SIE, Series 87, Series 55, Series 7, Series 14, Series 24 and Series 27 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

BROKERBANK SECURITIES, INC.·CRD# 130116
RIA
Eden Prairie, MN
April 6, 2018 - July 23, 2019
BROKERBANK SECURITIES, INC.·CRD# 130116
RIA
Eden Prairie, MN
November 13, 2007 - December 23, 2008
BROKERBANK SECURITIES, INC.·CRD# 130116
BD
Eden Prairie, MN
May 20, 2004 - March 30, 2021
EMERGENT FINANCIAL GROUP, INC.·CRD# 37891
BD
Bloomington, MN
July 21, 1997 - September 28, 2002
PROTECTIVE GROUP SECURITIES CORPORATION·CRD# 6757
BD
Minneapolis, MN
January 1, 1997 - March 28, 2001
WATERFORD FINANCIAL, INC.·CRD# 33828
BD
Minneapolis, MN
December 18, 1995 - December 19, 1996
PROTECTIVE GROUP SECURITIES CORPORATION·CRD# 6757
BD
Minneapolis, MN
November 2, 1995 - December 19, 1995

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Current Firm

BS
BROKERBANK SECURITIES, INC.

BROKERBANK SECURITIES, INC. | REDHAWK INVESTMENT ADVISORS, LLC DBA REDHAWK INVESTMENT ADVISORS | REDHAWK INVESTMENT ADVISORS

CRD#: 130116 / SEC#: 8-66310
BD
Terminated by SEC on 06/05/2021

Contact Information

Main Address

12800 Whitewater Drive Suite 100, Minnetonka, MN 55343-9406

Established

Minnesota since 07/01/2003

Firm Type

Corporation

Fiscal Year End

December

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
WRIGHT, PHILIP PAULCEO AND CHIEF COMPLIANCE OFFICER2453688
COMMUNITYLEADER, INC.C CORPORATION—

Disclosures

Regulatory Event

5

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 1998About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1994About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 87 — Research Analyst Exam - Part II Regulations Module

Passed Jul 2010About the Series 87 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Jul 1999

Series 7 — General Securities Representative Examination

Passed Apr 1994About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Nov 1997About the Series 24 exam

Series 27 — Financial and Operations Principal Examination

Passed Nov 1996About the Series 27 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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