RM
Robert T. Marwill
RBC CAPITAL MARKETS
AUSTIN, TX
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CRD#: 2453589
RM
Robert Timothy MarwillRBC CAPITAL MARKETS
Professional summary
Robert Timothy Marwill, CFP®, who also goes by Tim Marwill, is a registered financial advisor currently at RBC CAPITAL MARKETS, LLC located in Austin, Texas and STIFEL, NICOLAUS & COMPANY, INCORPORATED located in Austin, Texas.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Robert has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 6, Series 9, Series 10 and Series 8 exams.
Aliases
Tim Marwill
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) TEXAS PERFORMING ARTS; ADDRESS: PO BOX 7818, AUSTIN, TX 78713; BUSINESS DESCRIPTION: PERFORMING ARTS FOR UNIVERSITY OF TEXAS AT AUSTIN; NOT INVESTMENT RELATED; START DATE: 04/08/2016; CAPACITY: DIRECTOR; DUTIES: INTRODUCTIONS AND ATTEND PERFORMANCES; HOURS DEVOTED PER WEEK: .10; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (2) EANES EDUCATION FOUNDATION; ADDRESS: 601 CAMP CRAFT ROAD, AUSTIN, TX 78746; BUSINESS DESCRIPTION: HELPS PROVIDE AND SUSTAIN DISTRICT WIDE OPPORTUNITIES FOR EDUCATIONAL EXCELLENCE; NOT INVESTMENT RELATED; START DATE: 06/01/2016; CAPACITY: BOARD OF DIRECTORS; DUTIES: DEVELOP NEW DONORS; HOURS DEVOTED PER WEEK: 1; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (3) DESERT DOOR; ADDRESS: AUSTIN, TX; BUSINESS DESCRIPTION: LIQUOR MANUFACTURER; NOT INVESTMENT RELATED; START DATE: 03/27/2017; CAPACITY: OWNER-PASSIVE; DUTIES: NONE; HOURS DEVOTED PER WEEK: NONE; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: NONE (4) NAME OF ENTITY: Treasurer, Kelly Marwill School board campaign ADDRESS: 3418 Rain Forest Drive, Austin TX 78746 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Campaign for school board election START DATE: 12.01.23 CAPACITY: Treasurer DUTIES: Accounting for donations into campaign. Tracking expenditures for campaign. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
CRS (Client Relationship Summary) - RIA
Click below to view Robert Timothy Marwill's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Robert Timothy Marwill's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2010
Experience
Current
February 10, 2014 - Present
RBC CAPITAL MARKETS, LLC
Office #2: 5301 Sw Parkway, Bldg 2 Suite 300, Austin, TX 78735RIA
BD
CRD#: 31194
AUSTIN, TX
Current
September 17, 2026 - Present
STIFEL, NICOLAUS & COMPANY, INCORPORATED
Office #1: 805 Las Cimas Parkway Suite 230, Austin, TX 78746RIA
BD
CRD#: 793
AUSTIN, TX
Current
February 10, 2014 - Present
RBC CAPITAL MARKETS, LLC
Office #1: 5301 Sw Parkway, Bldg 2 Suite 300, Austin, TX 78735RIA
BD
CRD#: 31194
AUSTIN, TX
Current
September 17, 2026 - Present
STIFEL, NICOLAUS & COMPANY, INCORPORATED
Office #1: 805 Las Cimas Parkway Suite 230, Austin, TX 78746RIA
BD
CRD#: 793
AUSTIN, TX
Past
June 1, 2009 - February 21, 2014
MORGAN STANLEY
RIA
CRD#: 149777
AUSTIN, TX
Past
June 1, 2009 - February 21, 2014
MORGAN STANLEY
BD
CRD#: 149777
AUSTIN, TX
Past
January 26, 2001 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
AUSTIN, TX
Past
January 26, 2001 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
AUSTIN, TX
Past
September 17, 1996 - February 7, 2001
AMERIPRISE ADVISOR SERVICES, INC.
BD
CRD#: 5979
DETROIT, MI
Past
April 15, 1994 - September 11, 1996
USAA INVESTMENT SERVICES COMPANY
BD
CRD#: 5475
SAN ANTONIO, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RC
RBC CAPITAL MARKETS, LLC
DAIN RAUSCHER INC | REGIONAL OPERATIONS GROUP, INC. | RBC WEALTH MANAGEMENT | RBC DAIN RAUSCHER INC. | RBC DAIN RAUSCHER | RBC CORRESPONDENT SERVICES | RBC CLEARING AND CUSTODY | RBC CAPITAL MARKETS, LLC | RBC CAPITAL MARKETS CORPORATION | RBC ADVISOR SERVICES | INTERRA CLEARING SERVICES, INC. | DAIN RAUSCHER INCORPORATED
CRD#: 31194 / SEC#: 801-13059, 8-45411
RIA
Registered Investment Advisory firm - SEC (6/2/1977 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/10/2014)
RR
Arkansas(12/8/2022)
RR
California(2/10/2014)
RR
Colorado(2/10/2014)
RR
Connecticut(3/4/2024)
RR
Delaware(1/17/2017)
RR
Florida(2/10/2014)
RR
Idaho(4/16/2020)
RR
Massachusetts(1/24/2025)
RR
Michigan(2/10/2014)
RR
Minnesota(9/29/2020)
RR
Mississippi(2/10/2014)
RR
Missouri(6/5/2026)
RR
Montana(4/6/2022)
RR
Nevada(1/9/2019)
RR
New Mexico(2/10/2014)
RR
New York(2/10/2014)
RR
North Carolina(2/10/2014)
RR
Ohio(9/25/2024)
RR
Oklahoma(7/27/2016)
RR
Oregon(1/7/2024)
RR
Pennsylvania(9/16/2022)
RR
Tennessee(2/10/2014)
RR
Texas(2/10/2014)
IAR
Texas(2/10/2014)
RR
Virginia(2/10/2014)
RR
Washington(2/10/2014)
Exams
What does exam status mean?
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 6
Passed: 4/14/1994
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 9
Passed: 1/2/2023
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 10
Passed: 1/2/2023
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 8
Passed: 12/21/1998
General Securities Sales Supervisor Examination (Options Module & General Module)SRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
Long-Term Stock Exchange, Inc.
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq GEMX, LLC
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
Nasdaq Texas, LLC
SRO Registrations
RR
New York Stock Exchange
Current Firm
RC
RBC CAPITAL MARKETS, LLC
DAIN RAUSCHER INC | REGIONAL OPERATIONS GROUP, INC. | RBC WEALTH MANAGEMENT | RBC DAIN RAUSCHER INC. | RBC DAIN RAUSCHER | RBC CORRESPONDENT SERVICES | RBC CLEARING AND CUSTODY | RBC CAPITAL MARKETS, LLC | RBC CAPITAL MARKETS CORPORATION | RBC ADVISOR SERVICES | INTERRA CLEARING SERVICES, INC. | DAIN RAUSCHER INCORPORATED
CRD#: 31194 / SEC#: 801-13059, 8-45411
RIA
Registered Investment Advisory firm - SEC (6/2/1977 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
200 Vesey St., New York, NY 10281
Mailing Address
250 Nicollet Mall Suite 1600, Minneapolis, MN 55401
Phone number
(612) 371-2811
Established
Minnesota since 11/01/2010
Firm type
Limited Liability Company
Fiscal year end
October
Firm Size
Large
# of Employees
8,781
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RBC USA HOLDCO CORPORATION | DIRECT OWNER | |
| ARMSTRONG, ROBERT MICHAEL | CEO, WEALTH MANAGEMENT | 1530547 |
| CARLESIMO, PAUL ADAM | CHIEF COMPLIANCE OFFICER, RBC CAPITAL MARKETS - U.S. | 4718504 |
| ESPENAK, KRISTEN ELIZABETH | CHIEF RISK OFFICER, USA | 5570750 |
| GLASSMAN, DORJE TSERING | CO-HEAD OF U.S. CAPITAL MARKETS LAW GROUP | 6568226 |
| O'CONNOR, SEAN WALTER | CHIEF COMPLIANCE OFFICER, RBC WEALTH MANAGEMENT - U.S. | 6578918 |
| PENN, JOHN CHRISTOPHER | GENERAL COUNSEL | 5135403 |
| RICATTI, JENNIFER LEE | PRINCIPAL FINANCIAL OFFICER | 4404128 |
| SCHREINER, CINDY LOUISE | US WEALTH MANAGEMENT PRINCIPAL OPERATIONS OFFICER | 1470050 |
| SPERDUTO, VITO ANTONIO | DIRECTOR, CEO OF U.S. CAPITAL MARKETS & CHAIRMAN OF THE BOARD | 2524961 |
| THORNE, BRETT LANE | PRESIDENT, RBC CLEARING & CUSTODY | 2523268 |
Regulatory assets under management
| Total Number of Accounts | 511,871 |
| AUM (Assets Under Management) | $ 310,428,968,904 |
Disclosures
| Regulatory Event | 379 |
| Civil Event | 3 |
| Arbitration | 114 |
| Bond | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 08/27/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
