David C. Golder
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Carl Golder, who also goes by David C Golder, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1994. David had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 12, 2021 - September 30, 2022
EQUITABLE DISTRIBUTORS, LLC
July 3, 2014 - August 15, 2020
SAMMONS FINANCIAL NETWORK, LLC
June 3, 2011 - July 2, 2014
SPC
July 23, 2009 - July 2, 2014
PARKLAND SECURITIES, LLC
January 23, 2009 - April 24, 2009
NATIONWIDE SECURITIES, LLC
August 1, 2008 - April 24, 2009
NATIONWIDE SECURITIES, LLC
May 22, 2008 - August 1, 2008
1717 CAPITAL MANAGEMENT COMPANY
February 12, 2004 - April 30, 2008
HORNOR, TOWNSEND & KENT, LLC
June 5, 2000 - January 23, 2004
RBC CAPITAL MARKETS, LLC
August 3, 1998 - July 5, 2000
THE LEADERS GROUP, INC.
December 3, 1994 - August 21, 1997
JOHN HANCOCK DISTRIBUTORS LLC
March 10, 1994 - October 19, 1994
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EQUITABLE DISTRIBUTORS, LLC
CRD#: 25900 / SEC#: , 8-42123
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EQ HOLDINGS, LLC | OWNER | |
| D'AUGUSTE, ARIELLE RACHEL | GENERAL COUNSEL | 7252573 |
| DURSO, ALFRED JOSEPH | CHIEF COMPLIANCE OFFICER | 2546771 |
| KAIS, JAMES MICHAEL | DIRECTOR | 2529327 |
| LANE, NICHOLAS BURRITT | CHAIRMAN OF THE BOARD, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4994948 |
| SCANLON, STEPHEN CAULEY | DIRECTOR | 2219308 |
| SCAPPATOR, CANDACE LYNN | FINOP / CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 4697607 |
Disclosures
| Arbitration | 1 |
Red Flags
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