Amy L. Henthorn-powell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Amy Lue Henthorn-powell, AIF®, CFP®, who also goes by Amy Lue Henthorn, Amy Henthorn, Amy L Henthorn Powell, Amy Henthorn-powell, Amy H Powell, Amy Lue Rigdon, was a registered financial professional .
Amy is a previously registered financial professional and started their career in finance in 1994. Amy had worked at 14 firms and has passed the Series 63, Series 65, Series 82TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2000
Experience
March 1, 2024 - May 6, 2025
MERCER GLOBAL ADVISORS INC.
March 15, 2021 - February 16, 2024
LPL FINANCIAL LLC
March 12, 2021 - February 16, 2024
LPL FINANCIAL LLC
April 16, 2020 - February 23, 2021
FINANCIAL RESOURCE MANAGEMENT, INC.
November 15, 2019 - December 31, 2020
ARETE WEALTH MANAGEMENT, LLC
July 11, 2018 - November 4, 2019
PARK AVENUE SECURITIES LLC
May 22, 2018 - November 4, 2019
PARK AVENUE SECURITIES LLC
July 14, 2017 - October 4, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 18, 2009 - January 5, 2010
WELLS FARGO CLEARING SERVICES, LLC
December 4, 2009 - January 5, 2010
WELLS FARGO CLEARING SERVICES, LLC
August 3, 2005 - November 12, 2007
TRUIST INVESTMENT SERVICES, INC.
July 28, 2005 - November 12, 2007
TRUIST INVESTMENT SERVICES, INC.
January 4, 2001 - July 12, 2005
FIRST HORIZON ADVISORS, INC.
September 10, 1999 - March 23, 2001
MORGAN KEEGAN & COMPANY, LLC
February 1, 1999 - July 28, 1999
BANC ONE SECURITIES CORPORATION
September 3, 1998 - February 1, 1999
WINGSPAN INVESTMENT SERVICES
October 11, 1995 - March 2, 1998
MESIROW FINANCIAL, INC.
October 10, 1994 - August 24, 1995
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
MERCER GLOBAL ADVISORS INC.
CRD#: 147363 / SEC#: 801-69271
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsCurrent Firm
MERCER GLOBAL ADVISORS INC.
CRD#: 147363 / SEC#: 801-69271
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 99,044 |
| AUM (Assets Under Management) | $ 60,256,270,580 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/29/2025 | ||
| 07/31/2024 | ||
| 09/28/2023 | ||
| 12/07/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
