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Nadia Doh

SRT SECURITIES
BIRMINGHAM, MI
·CRD# 2453137·32 years experience

Professional Summary

Nadia Doh, who also goes by Nari Doh, is a registered financial advisor currently at SRT SECURITIES LLC located in Birmingham, Michigan. Nadia is registered as a RR (Registered Representative) and started their career in finance in 1994. Nadia has worked at 16 firms and has passed the Series 65, Series 63, Series 57TO, SIE, Series 3, Series 55, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Nari Doh

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

SRT SECURITIES LLC·CRD# 33725
BD
416 Hawthorne Street, Birmingham, MI 48009
February 28, 2023 - Present
DE PAOLA TRADING, INC.·CRD# 143625
BD
New York, NY
July 1, 2022 - March 9, 2023
LEK SECURITIES CORPORATION·CRD# 33135
BD
New York, NY
November 11, 2014 - July 21, 2022
PRIME EXECUTIONS, INC.·CRD# 32889
BD
New York, NY
April 29, 2013 - September 30, 2014
PPG WEST LLC·CRD# 155059
BD
New York, NY
February 13, 2013 - April 25, 2013
PHOENIX DERIVATIVES GROUP, LLC·CRD# 25802
BD
New York, NY
October 25, 2012 - April 25, 2013
WALLACHBETH CAPITAL LLC·CRD# 147853
BD
Boca Raton, FL
October 2, 2012 - October 3, 2012
THE BENCHMARK COMPANY, LLC·CRD# 22982
BD
New York, NY
September 7, 2011 - October 4, 2012
RAYMOND JAMES & ASSOCIATES, INC.·CRD# 705
BD
New York, NY
September 16, 2005 - June 8, 2011
BGC FINANCIAL, L.P.·CRD# 19801
BD
New York, NY
March 19, 2004 - September 16, 2005
INTESA SANPAOLO IMI SECURITIES CORP.·CRD# 19418
BD
New York, NY
December 19, 2000 - March 22, 2004
GLOBALNETSECURITIES CORP.·CRD# 42912
BD
New York, NY
December 9, 1998 - October 31, 2000
GRUNTAL & CO., L.L.C.·CRD# 372
BD
New York, NY
November 8, 1996 - February 19, 1998
AMERIPRISE ADVISOR SERVICES, INC.·CRD# 5979
BD
Detroit, MI
July 14, 1994 - October 30, 1996
CULLUM & SANDOW SECURITIES, INC.·CRD# 15836
BD
Dallas, TX
April 29, 1994 - May 23, 1994
SCHNEIDER SECURITIES, INC.·CRD# 16434
BD
Denver, CO
February 9, 1994 - May 20, 1994

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Current Firm

SS
SRT SECURITIES LLC

ISRAEL A. ENGLANDER & CO., INC. | SRT SECURITIES LLC | ISRAEL A. ENGLANDER & CO., LLC

CRD#: 33725 / SEC#: 8-34415
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

416 Hawthorne Street, Birmingham, MI 48009

Mailing Address

416 Hawthorne Street, Birmingham, MI 48009

Phone Number

(917) 282-4757

Established

Delaware since 05/24/2010

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (24 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
SRT SECURITIES INC.MEMBER—
FRUCHTER, MICHAEL ALANCFO/FINANCIAL & OPERATIONS PRINCIPAL4202965
TOBIAS, STEPHEN RORYPRESIDENT, CCO, S.R.O.P. & C.R.O.P.1267337

Disclosures

Regulatory Event

26

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Feb 1997About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1994About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Oct 2001About the Series 3 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Jul 1999

Series 7 — General Securities Representative Examination

Passed Feb 1994About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Aug 1999About the Series 24 exam
Cboe BYX Exchange, Inc.
SRO Registrations
Cboe Exchange, Inc.
SRO Registrations
FINRA
SRO Registrations
NYSE American LLC
SRO Registrations
NYSE Texas, Inc.
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Nadia Doh's CRS (Customer Relationship Summary).

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