Nadia Doh
Professional summary
Nadia Doh, who also goes by Nari Doh, is a registered financial professional currently at SRT SECURITIES LLC located in Birmingham, Michigan.
Nadia is registered as a RR (Registered Representative) and started their career in finance in 1994. Nadia has worked at 16 firms and has passed the Series 65, Series 63, Series 57TO, SIE, Series 3, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nadia Doh's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 28, 2023 - Present
SRT SECURITIES LLC
Office #1: 416 Hawthorne Street, Birmingham, MI 48009July 1, 2022 - March 9, 2023
DE PAOLA TRADING, INC.
November 11, 2014 - July 21, 2022
LEK SECURITIES CORPORATION
April 29, 2013 - September 30, 2014
PRIME EXECUTIONS, INC.
February 13, 2013 - April 25, 2013
PPG WEST LLC
October 25, 2012 - April 25, 2013
PHOENIX DERIVATIVES GROUP, LLC
October 2, 2012 - October 3, 2012
WALLACHBETH CAPITAL LLC
September 7, 2011 - October 4, 2012
THE BENCHMARK COMPANY, LLC
September 16, 2005 - June 8, 2011
RAYMOND JAMES & ASSOCIATES, INC.
March 19, 2004 - September 16, 2005
BGC FINANCIAL, L.P.
December 19, 2000 - March 22, 2004
INTESA SANPAOLO IMI SECURITIES CORP.
December 9, 1998 - October 31, 2000
GLOBALNETSECURITIES CORP.
November 8, 1996 - February 19, 1998
GRUNTAL & CO., L.L.C.
July 14, 1994 - October 30, 1996
AMERIPRISE ADVISOR SERVICES, INC.
April 29, 1994 - May 23, 1994
CULLUM & SANDOW SECURITIES, INC.
February 9, 1994 - May 20, 1994
SCHNEIDER SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 7/27/1999
Limited Representative-Equity Trader ExamCboe BYX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
NYSE American LLC
NYSE Texas, Inc.
Current Firm
SRT SECURITIES LLC
CRD#: 33725 / SEC#: , 8-34415
Contact information
FINRA licenses (25 States and Territories)
Documents
Disclosures
| Regulatory Event | 24 |
Red Flags
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