Richard E. Onesto

WEILD & CO.

Boulder, CO 80303

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CRD#: 2453096

Professional summary

Richard Ernest Onesto, who also goes by Richard Onesto, is a registered financial professional currently at WEILD & CO. located in Boulder, Colorado and BALLAST ROCK CAPITAL LLC located in Charleston, South Carolina.

Richard is registered as a RR (Registered Representative) and started their career in finance in 1998. Richard has worked at 30 firms and has passed the Series 82TO, Series 79TO, Series 99TO, SIE, Series 7, Series 14, Series 24 and Series 27 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Richard Onesto

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Richard Ernest Onesto's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 24, 2022 - Present

WEILD & CO.

Office #1: 777 29th Street Suite 402, Boulder, CO 80303

CRD#: 132398

Boulder, CO

Current

September 7, 2023 - Present

BALLAST ROCK CAPITAL LLC

Office #1: 460 King Street Suite 200, Charleston, SC 29403

CRD#: 322170

Charleston, SC

Current

September 10, 2023 - Present

HARLEY CAPITAL LLC

Office #1: 55 West Post Road 3rd Floor, Westport, CT 06880

CRD#: 310046

Westport, CT

Current

September 20, 2023 - Present

CRUSH SECURITIES LLC

Office #1: 186 Forest Way, Essex Fells, NJ 07021

CRD#: 316407

ESSEX FELLS, NJ

Current

January 10, 2024 - Present

ALTITUDE CAPITAL GROUP LLC

Office #1: 260 Newport Center Drive Suite 100, Newport Beach, CA 92660

CRD#: 325198

Newport Beach, CA

Current

January 24, 2024 - Present

TRITAURIAN CAPITAL, INCORPORATED

Office #1: 430 Park Avenue 19th Floor, New York, NY 10022

CRD#: 45500

New York, NY

Current

February 13, 2025 - Present

RAM FINANCIAL LLC

Office #1: 1420 Washington Blvd 6th Floor, Detroit, MI 48226

CRD#: 330235

DETROIT, MI

Current

April 21, 2025 - Present

NINTH ETERNITY SECURITIES LLC

Office #1: 1 Broadway 14th Floor, Cambridge, MA 02142

CRD#: 307492

Cambridge, MA

Current

May 6, 2025 - Present

SIGMA AMERICAS SECURITIES LLC

Office #1: 125 Park Avenue 25th Floor, Suite 2602, New York, NY 10017

CRD#: 207515

New York, NY

Current

May 9, 2025 - Present

AMERICAN TRUST INVESTMENT SERVICES, INC.

Office #1: 4722 Main Street, Lisle, IL 60532

CRD#: 3001

Lisle, IL

Current

June 18, 2025 - Present

EASTGATE SECURITIES, LLC

Office #1: 40 Wall Street Ste 2931, New York, NY 10005

CRD#: 146671

NEW YORK, NY

Current

June 27, 2025 - Present

CAPTIVEX SECURITIES LLC

Office #1: 2431 Aloma Avenue Suite 144, Winter Park, FL 32792

CRD#: 332134

WINTER PARK, FL

Current

July 23, 2025 - Present

BARRAMUNDI CAPITAL LLC

Office #1: 751 Park Of Commerce Drive Suite 128, Boca Raton, FL 33487

CRD#: 316044

Boca Raton, FL

Current

November 10, 2025 - Present

CAPCONNECT+ EMARKETS

Office #1: 340 North Westlake Blvd., Suite 160, Westlake Village, CA 91362

CRD#: 310433

Westlake Village, CA

Current

November 10, 2025 - Present

HONEY BADGER INVESTMENT SECURITIES, LLC

Office #1: 30 Corporate Park Suite 410, Irvine, CA 92606

CRD#: 285387

IRVINE, CA

Current

November 10, 2025 - Present

BG WORLDWIDE SECURITIES, INC.

Office #1: 340 North Westlake Blvd., Suite 160, Westlake Village, CA 91362

CRD#: 121735

Westlake Village, CA

Current

November 10, 2025 - Present

OPAL SECURITIES, INC.

Office #1: 251 W 30th St 5th Floor, New York, NY 10001

CRD#: 8246

New York, NY

Past

March 8, 2024 - October 10, 2025

XNERGY FINANCIAL LLC

CRD#: 144436

LOS ANGELES, CA

Past

November 29, 2023 - April 5, 2024

CENTER STREET SECURITIES, INC.

CRD#: 26898

NASHVILLE, TN

Past

September 15, 2023 - July 7, 2025

VIENNA CAPITAL PARTNERS LLC

CRD#: 311852

NEW YORK, NY

Past

September 14, 2023 - May 31, 2025

COLLECTABLE SECURITIES

CRD#: 315939

NEW YORK, NY

Past

August 29, 2016 - June 16, 2022

WESTPARK CAPITAL, INC.

CRD#: 39914

NEW YORK, NY

Past

August 12, 2016 - August 16, 2016

R. F. LAFFERTY & CO., INC.

CRD#: 2498

NEW YORK, NY

Past

February 15, 2013 - September 6, 2016

NEWPORT COAST SECURITIES, INC.

CRD#: 16944

NEW YORK, NY

Past

December 10, 2012 - January 29, 2013

HFP CAPITAL MARKETS LLC

CRD#: 44351

NEW YORK, NY

Past

February 23, 2012 - January 10, 2013

WINDSOR STREET CAPITAL, LP

CRD#: 34171

NEW YORK, NY

Past

June 30, 2006 - March 21, 2012

FAR HILLS GROUP, LLC.

CRD#: 32243

NEW YORK, NY

Past

June 1, 2006 - June 12, 2006

HAPOALIM SECURITIES USA, INC.

CRD#: 266

NEW YORK, NY

Past

July 16, 2001 - March 14, 2006

SEB SECURITIES, INC.

CRD#: 23710

NEW YORK, NY

Past

March 19, 1998 - July 13, 2001

PRIME CHARTER LTD.

CRD#: 25668

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(6/24/2022)

Florida
(6/24/2022)

Exams

General Industry/Product Exam

Series 82TO

Date: 1/2/2023

Limited Representative-Private Securities Offerings

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/21/2003

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 1/10/2024

Compliance Officer Examination

Principal/Supervisory Exam

Series 24

Date: 10/9/2003

General Securities Principal Examination

Principal/Supervisory Exam

Series 27

Date: 3/11/1998

Financial and Operations Principal Examination

SRO Registrations

FINRA

SRO Registrations

FINRA

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

OPAL SECURITIES, INC.

OPAL SECURITIES, INC. | SOUTHAMPTON INVESTMENT SERVICES INC.

CRD#: 8246 / SEC#: , 8-24841

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

251 W 30th St 5th Floor, New York, NY 10001

Mailing Address

340 North Westlake Blvd., Suite 160, Westlake Village, CA 91362

Phone number

(617) 639-9282

Established

Pennsylvania since 04/13/1980

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (21 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
OS HOLDINGS, INC.	OWNER
GOLDBERG, ZACHARY ("NMN")	CEO, ROP	5850891
ONESTO, RICHARD ERNEST	FINOP, PFO, POO	2453096
SWEENEY, BRIAN PATRICK	CHIEF COMPLIANCE OFFICER	4174087

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Richard E. Onesto

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Richard Ernest Onesto's CRS (Customer Relationship Summary).

Certified licenses

Experience

BALLAST ROCK CAPITAL LLC

HARLEY CAPITAL LLC

CRUSH SECURITIES LLC

ALTITUDE CAPITAL GROUP LLC

TRITAURIAN CAPITAL, INCORPORATED

RAM FINANCIAL LLC

NINTH ETERNITY SECURITIES LLC

SIGMA AMERICAS SECURITIES LLC

AMERICAN TRUST INVESTMENT SERVICES, INC.

EASTGATE SECURITIES, LLC

CAPTIVEX SECURITIES LLC

BARRAMUNDI CAPITAL LLC

CAPCONNECT+ EMARKETS

HONEY BADGER INVESTMENT SECURITIES, LLC

BG WORLDWIDE SECURITIES, INC.

OPAL SECURITIES, INC.

XNERGY FINANCIAL LLC

CENTER STREET SECURITIES, INC.

VIENNA CAPITAL PARTNERS LLC

COLLECTABLE SECURITIES

WESTPARK CAPITAL, INC.

R. F. LAFFERTY & CO., INC.

NEWPORT COAST SECURITIES, INC.

HFP CAPITAL MARKETS LLC

WINDSOR STREET CAPITAL, LP

FAR HILLS GROUP, LLC.

HAPOALIM SECURITIES USA, INC.

SEB SECURITIES, INC.

PRIME CHARTER LTD.

State Registrations and Notice Filings

Exams

Series 82TO

Date: 1/2/2023

Series 79TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 8/21/2003

Series 14

Date: 1/10/2024

Series 24

Date: 10/9/2003

Series 27

Date: 3/11/1998

FINRA

FINRA

FINRA

Nasdaq Stock Market

Current Firm

OPAL SECURITIES, INC.

Contact information

FINRA licenses (21 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

OPAL SECURITIES, INC.

TRUST BUT VERIFY

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