Arvo Kasari
Professional summary
Arvo Kasari, who also goes by Arvo Edward Kasari, Tita Kasari, is a registered financial professional currently at REGIONS SECURITIES LLC located in Atlanta, Georgia.
Arvo is registered as a RR (Registered Representative) and started their career in finance in 1996. Arvo has worked at 7 firms and has passed the Series 63, Series 65, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Arvo Kasari's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 5, 2018 - Present
REGIONS SECURITIES LLC
Office #1: 1180 W Peachtree Street Nw, Atlanta, GA 30309June 5, 2009 - October 14, 2016
TRUIST INVESTMENT SERVICES, INC.
March 20, 2009 - December 31, 2017
TRUIST INVESTMENT SERVICES, INC.
July 2, 2007 - May 1, 2008
UST SECURITIES CORP.
June 1, 2007 - March 13, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
July 22, 2005 - June 1, 2007
BANC OF AMERICA SECURITIES LLC
May 15, 2003 - July 22, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
January 30, 2002 - May 20, 2003
BANC OF AMERICA SECURITIES LLC
September 16, 1999 - February 20, 2001
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
February 2, 1996 - October 4, 1996
J.C. BRADFORD & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/5/2018)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
REGIONS SECURITIES LLC
CRD#: 159475 / SEC#: , 8-68990
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RFC FINANCIAL SERVICES HOLDING LLC | PARENT | |
| AMIN, RITVIG NIPENDRA | CHAIRMAN OF THE BOARD & DIRECTOR | 2901218 |
| GIARDINO, NEIL | CEO, PRESIDENT AND DIRECTOR | 2428962 |
| HOLLOWAY, GLENN CHRISTOPHER | FINOP, CFO, PFO, POO & DIRECTOR | 4566759 |
| MAGGIORE, JILL WRIGHT | CHIEF COMPLIANCE OFFICER & DIRECTOR | 1001068 |
| MAXWELL, JASON MATTHEW | CHIEF LEGAL OFFICER & DIRECTOR | 5997125 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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