Nicholas A. Mancuso
Professional summary
Nicholas Anthony Mancuso is a registered financial professional currently at TRADEWEB DIRECT LLC located in Jersey City, New Jersey.
Nicholas is registered as a RR (Registered Representative) and started their career in finance in 1995. Nicholas has worked at 11 firms and has passed the Series 63, Series 65, Series 57TO, Series 99TO, SIE, Series 55, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nicholas Anthony Mancuso's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 10, 2014 - Present
TRADEWEB DIRECT LLC
Office #1: 185 Hudson Street Harborside 5, Suite 22, Jersey City, NJ 07311December 13, 2011 - September 28, 2012
MPS FIXED INCOME LLC
April 3, 2008 - September 28, 2012
FIRST NEW YORK SECURITIES L.L.C.
December 12, 2007 - March 20, 2008
OFFMAN SECURITIES, LLC
May 8, 2006 - October 26, 2007
G-2 TRADING,LLC
June 21, 2005 - April 4, 2006
CARLIN EQUITIES, LLC
September 10, 2004 - February 25, 2005
CANNONDALE SECURITIES, LLC
August 20, 2002 - May 23, 2003
US TRADING LLC
November 22, 1999 - July 17, 2003
CARLIN EQUITIES, LLC
March 5, 1999 - October 20, 1999
HD BROUS & CO., INC.
March 5, 1996 - June 25, 1997
MORGAN STANLEY DW INC.
August 17, 1995 - October 26, 1995
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/21/2015)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 5/14/1999
Limited Representative-Equity Trader ExamFINRA
Current Firm
TRADEWEB DIRECT LLC
CRD#: 103787 / SEC#: , 8-52278
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BONDDESK GROUP LLC | OWNER | |
| BRUNER, CHRISTIAN ADAM | BOARD MEMBER | 5661505 |
| CAHALANE, JOHN JOSEPH | PRESIDENT | 2922033 |
| CLACK, AMY | BOARD MEMBER | 4882071 |
| FRIEDMAN, DOUGLAS L. | GENERAL COUNSEL | 5121291 |
| MCGUIRE, MICHAEL TERRENCE | CHIEF COMPLIANCE OFFICER | 2267871 |
| PITTINSKY, JONATHAN DAVID | CHIEF FINANCIAL OFFICER AND FINANCIAL OPERATIONS PRINCIPAL | 4291263 |
| SERRAO, ASHLEY NEIL | BOARD MEMBER | 5360541 |
| WOOD, ELISABETH KIRBY | BOARD MEMBER | 4929181 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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