MM
Moira Moynihan-manoog
KESTRA ADVISORY SERVICES
WORCESTER, MA
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CRD#: 2452347
MM
Professional summary
Moira Moynihan-manoog, CFP®, who also goes by Moira Moynihan, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Worcester, Massachusetts and KESTRA INVESTMENT SERVICES, LLC located in Worcester, Massachusetts.
Moira is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Moira has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Moira Moynihan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: James J. Moynihan Insurance Agency Investment Related: Yes Address: 306 Main Street Worcester MA 01608 Nature of Business: Insurance Position, Title or Relationship: Owner Start Date: 4/26/1994 Hours per month: 51% - 60% (81 - 96 hours) Hours per month during trading hours: 31% - 40% (43 - 56 hours) Duties: Insurance Sales and Service Name: MSW Financial Partners Investment Related: Yes Address: 306 Main Street Worcester MA 01608 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name Position, Title or Relationship: Firm Principal Start Date: 10/1/2010 Hours per month: 51% - 60% (81 - 96 hours) Hours per month during trading hours: 61% - 70% (85 - 98 hours) Duties: General Securities Sales and Insurance Sales Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Name: Essential Alternatives Investment Related: No Address: 6 Westwood Circle Worcester MA 01609 Nature of Business: Other Other/None of the Above Essential Oils sales Position, Title or Relationship: Principal Start Date: 12/1/2018 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: At the moment very little. Sometimes my friends ask to talk about how I use the oils for myself and my family. We do this socially. Its fun and informative. Name: Westwood Hills Improvement Association Investment Related: No Address: Westwood Hills Worcester MA 01609 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: President Start Date: 2/1/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: General oversight of the neighborhood, maintaining contracts with outside vendors, communicate with residents, chair board meetings, oversight of funds Name: GARDEN CLUB OF AMERICA POSITION: Zone I Awards Chair NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No # OF HOURS: 20 SECURITIES TRADING HOURS: 4 START DATE: 09/01/2025 ADDRESS: 14 East 60th Street, New York NY 10022, United States DESCRIPTION: The Awards Rep reviews the submissions, administers the honors, and engages the honorees. We have a streamlined dashboard to review submissions and forward for approval. We meet once a month to review procedures in a zoom format. We have off site meetings in person 2 or 3 times a year.
CRS (Client Relationship Summary) - RIA
Click below to view Moira Moynihan-manoog's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2000
Experience
Current
May 9, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
WORCESTER, MA
Current
October 3, 1997 - Present
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
WORCESTER, MA
Past
April 5, 2016 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
WORCESTER, MA
Past
February 18, 1994 - October 3, 1997
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(11/28/2006)
RR
Connecticut(6/28/2024)
RR
Florida(10/3/1997)
RR
Illinois(1/24/2022)
RR
Massachusetts(10/3/1997)
IAR
Massachusetts(5/9/2016)
RR
New Hampshire(4/5/2023)
RR
Rhode Island(6/15/2006)
RR
Virginia(9/26/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
