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MS

Michael R. Sanders

5C CAPITAL MANAGEMENT
Woodcliff Lake, NJ 07677
Some features on this profile are disabled
CRD#: 2452032
MS

Professional summary


Michael Robert Sanders, who also goes by Michael Sanders, Mike Sanders, is a registered financial advisor currently at 5C CAPITAL MANAGEMENT, LLC located in Woodcliff Lake, New Jersey.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Michael has worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Michael Sanders | Mike Sanders

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)BYRAM HILLS School District Board of Education Trustee 2)IMPACT CONSULTING - OWNER

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Michael Robert Sanders's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 3, 2017 - Present

5C CAPITAL MANAGEMENT, LLC

Office #1: 50 Tice Boulevard Suite A32, Woodcliff Lake, NJ 07677
RIA
CRD#: 284213
Woodcliff Lake, NJ
Past

July 11, 2011 - March 3, 2017

CLARK DODGE ASSET MANAGEMENT, LLC

RIA
CRD#: 154822
WHITE PLAINS, NY
Past

August 5, 2010 - May 2, 2011

CLARK DODGE & CO., INC.

RIA
CRD#: 23288
WHITE PLAINS, NY
Past

December 1, 2003 - September 21, 2010

GERSTEIN FISHER

RIA
CRD#: 118551
NEW YORK, NY
Past

December 22, 2000 - October 20, 2003

CIBC PRIVATE WEALTH ADVISORS, INC.

RIA
CRD#: 109644
NEW YORK, NY
Past

March 16, 1999 - December 31, 2000

BOFA DISTRIBUTORS, INC.

BD
CRD#: 30683
BOSTON, MA
Past

February 24, 1994 - February 16, 1999

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

BD
CRD#: 840
BOSTON, MA

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
5C
5C CAPITAL MANAGEMENT, LLC
5C CAPITAL MANAGEMENT, LLC

CRD#: 284213 / SEC#: 801-108825

RIA
Registered Investment Advisory firm - (1/3/2017 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Connecticut
(3/3/2017)
IAR
Texas
(4/18/2018)

Exams


State Security Law Exam
IAR
Series 65
Date: 6/22/1995
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam

Current Firm


5C
5C CAPITAL MANAGEMENT, LLC
5C CAPITAL MANAGEMENT, LLC

CRD#: 284213 / SEC#: 801-108825

RIA
Registered Investment Advisory firm - (1/3/2017 Approved)
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Contact information


Main Address
50 Tice Boulevard Suite A32, Woodcliff Lake, NJ 07677
Mailing Address
Phone number
(347) 331-0648
Established
Firm type
Fiscal year end
# of Employees
7

SEC notice filing (12 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

5C CAPITAL MANAGEMENT, LLC FORM ADV PART 2A DECEMBER 31, 2024 (3/21/2025)

Regulatory assets under management


Total Number of Accounts1,833
AUM (Assets Under Management)$ 537,448,475

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


5C CAPITAL MANAGEMENT, LLC

CRD#: 284213Woodcliff Lake, NJ 07677

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