Terrell E. Nickelson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Terrell Edwin Nickelson, who also goes by Terry Nickelson, was a registered financial professional .
Terrell is a previously registered financial professional and started their career in finance in 1994. Terrell had worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 27, 2016 - December 5, 2016
BANKERS & INVESTORS CO.
April 27, 2016 - December 5, 2016
BANKERS & INVESTORS CO.
April 3, 2014 - May 8, 2014
MORGAN STANLEY
March 20, 2014 - May 8, 2014
MORGAN STANLEY
August 29, 2007 - February 7, 2014
PERKINS, SMART & BOYD, INC.
July 11, 2005 - September 23, 2005
NEW ENGLAND SECURITIES
October 4, 2001 - March 19, 2003
INVEST FINANCIAL CORPORATION
February 16, 1999 - October 15, 1999
MARKETING ONE SECURITIES, INC.
July 30, 1996 - May 23, 1997
STIFEL, NICOLAUS & COMPANY, INCORPORATED
March 28, 1994 - July 29, 1996
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BANKERS & INVESTORS CO.
CRD#: 6874 / SEC#: , 8-21215
Contact information
Disclosures
| Regulatory Event | 5 |
Red Flags
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