KM
Kevin S. Murray
SYNOVUS SECURITIES
TAMPA, FL 33607
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CRD#: 2451282
KM
Professional summary
Kevin Sean Murray, CFP® is a registered financial advisor currently at SYNOVUS SECURITIES, INC. located in Tampa, Florida.
Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Kevin has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 24 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
DARBY LANE OF TAMPA BAY, LLC | START 12\15\2021 | 11903 DERBYSHIRE DRIVE, TAMPA, FL 33626 | PASSIVE OWNER OF THOROUGHBRED RACE HORSES | 1 HR/MO | 0 DURING TRADING | NOT INVESTMENT RELATED | COMPENSATED VIA POTENTIAL PURSE WINNINGS | PAYING FOR STABLE, TRAINING, AND VET FEES.
CRS (Client Relationship Summary) - RIA
Click below to view Kevin Sean Murray's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Kevin Sean Murray's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1997
Experience
Current
October 24, 2016 - Present
SYNOVUS SECURITIES, INC.
Office #1: 4488 West Boy Scout Blvd, Tampa, FL 33607RIA
BD
CRD#: 14023
TAMPA, FL
Current
October 24, 2016 - Present
SYNOVUS SECURITIES, INC.
Office #1: 4488 West Boy Scout Blvd, Tampa, FL 33607RIA
BD
CRD#: 14023
TAMPA, FL
Past
August 16, 2016 - October 27, 2016
TRUIST ADVISORY SERVICES, INC.
RIA
CRD#: 283390
ST. PETERSBURG, FL
Past
May 19, 1999 - October 27, 2016
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
TAMPA, FL
Past
May 14, 1999 - October 27, 2016
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
TAMPA, FL
Past
February 4, 1998 - April 29, 1999
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
APPLETON, WI
Past
February 17, 1995 - January 26, 1998
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
ST. PETERSBURG, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SS
SYNOVUS SECURITIES, INC.
CALUMET FINANCIAL ASSOCIATES INC. | SYNOVUS SECURITIES, INC. | SYNOVUS FINANCIAL PLANNING SERVICES | CREATIVE FINANCIAL GROUP, A DIVISION OF SYNOVUS SECURITIES, INC. | CALUMET FINANCIAL ASSOCIATES, INC.
CRD#: 14023 / SEC#: 801-19690, 8-34709
RIA
Registered Investment Advisory firm - SEC (9/1/1983 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(12/15/2016)
IAR
California(12/15/2016)
RR
Colorado(1/27/2021)
IAR
Colorado(1/27/2021)
RR
Connecticut(12/20/2024)
IAR
Connecticut(12/20/2024)
RR
Delaware(10/23/2023)
IAR
Delaware(10/23/2023)
RR
Florida(10/24/2016)
IAR
Florida(10/27/2016)
RR
Georgia(2/7/2018)
IAR
Georgia(3/26/2018)
RR
Iowa(9/19/2017)
IAR
Iowa(9/19/2017)
RR
Kansas(7/10/2025)
IAR
Kansas(8/20/2025)
RR
Minnesota(3/30/2017)
IAR
Minnesota(3/30/2017)
RR
Nevada(8/9/2023)
IAR
Nevada(8/16/2023)
RR
New Hampshire(3/20/2023)
IAR
New Hampshire(3/20/2023)
RR
New York(3/30/2017)
IAR
New York(4/5/2021)
IAR
North Carolina(3/30/2017)
RR
North Carolina(3/31/2017)
RR
Ohio(12/8/2016)
IAR
Ohio(12/8/2016)
RR
Oklahoma(9/3/2025)
IAR
Oklahoma(9/3/2025)
RR
Pennsylvania(3/30/2017)
IAR
Pennsylvania(3/30/2017)
RR
Tennessee(7/17/2023)
RR
Texas(8/20/2019)
RR
Vermont(7/6/2022)
IAR
Vermont(7/6/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SS
SYNOVUS SECURITIES, INC.
CALUMET FINANCIAL ASSOCIATES INC. | SYNOVUS SECURITIES, INC. | SYNOVUS FINANCIAL PLANNING SERVICES | CREATIVE FINANCIAL GROUP, A DIVISION OF SYNOVUS SECURITIES, INC. | CALUMET FINANCIAL ASSOCIATES, INC.
CRD#: 14023 / SEC#: 801-19690, 8-34709
RIA
Registered Investment Advisory firm - SEC (9/1/1983 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
33 W 14th Street 3rd Floor, Columbus, GA 31901
Mailing Address
P.o. Box 2628, Columbus, GA 31902-2628
Phone number
(706) 649-2327
Established
Georgia since 06/27/1985
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
287
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SYNOVUS FINANCIAL CORP. | SYNOVUS SECURITIES, INC PARENT | |
| BROOKS, WILLIAM THOMAS | CHIEF COMPLIANCE OFFICER | 5028846 |
| ELEAM, JENNA KELLEY | CHIEF FINANCIAL OFFICER / FINOP | 7801582 |
| GUNDERSON, GENE FREDERICK | DIRECTOR OF COMPLIANCE, TRUST & BROKERAGE | 2914172 |
| HILL, JAYNE BARRY | DIRECTOR/PRESIDENT OF WEALTH SERVICES | 7660902 |
| KIRK, LEAH JEANETTE | CHIEF OPERATIONS OFFICER | 2217286 |
| LAW, ROBERT WARD | PRESIDENT - CFG DIVISION | 1399885 |
| MCKENZIE, MICHELLE JESSUP | ROP | 2475731 |
| SEXTON, GUY LEONARD | EVP/DIRECTOR | 1204541 |
| VARNER, ROBERT PARKER | PRESIDENT | 2192715 |
Regulatory assets under management
| Total Number of Accounts | 11,990 |
| AUM (Assets Under Management) | $ 7,086,116,735 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 2 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/22/2024 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SYNOVUS SECURITIES, INC.
CRD#: 14023Tampa, FL 33607TRUST BUT VERIFY
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