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JT

Jeffrey M. Taylor

Some features on this profile are disabled
CRD#: 2450379
JT

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jeffrey Matthew Taylor, who also goes by Jeff Matthew Taylor, was a registered financial professional .

Jeffrey is a previously registered financial professional and started their career in finance in 1994. Jeffrey had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jeff Matthew Taylor

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

August 4, 2017 - June 8, 2020

MORETON CAPITAL MARKETS, LLC

BD
CRD#: 132643
SALT LAKE CITY, UT
Past

February 23, 2017 - August 2, 2017

U.S. BANCORP INVESTMENTS, INC.

RIA
CRD#: 17868
BURNEY, CA
Past

February 23, 2017 - August 2, 2017

U.S. BANCORP INVESTMENTS, INC.

BD
CRD#: 17868
BURNEY, CA
Past

May 12, 2016 - March 9, 2017

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
REDDING,, CA
Past

March 23, 2016 - March 9, 2017

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
REDDING,, CA
Past

January 3, 2011 - March 19, 2016

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

BD
CRD#: 102920
SAN FRANCISCO, CA
Past

September 29, 2005 - January 3, 2011

JPMORGAN DISTRIBUTION SERVICES, INC.

BD
CRD#: 104234
DALLAS, TX
Past

October 23, 1997 - September 13, 2005

BNY MELLON SECURITIES CORPORATION

BD
CRD#: 231
NEW YORK, NY
Past

June 26, 1995 - September 11, 1997

TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC.

BD
CRD#: 27884
SAN MATEO, CA
Past

June 28, 1994 - May 10, 1995

FRANKLIN/TEMPLETON DISTRIBUTORS, LLC

BD
CRD#: 332
SAN MATEO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/4/2016
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 8/9/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/31/1997
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 6/27/1994
Investment Company Products/Variable Contracts Representative Examination

Current Firm

MC
MORETON CAPITAL MARKETS, LLC
MORETON BROKERAGE SERVICES, LLC | MORETON CAPITAL MARKETS, LLC

CRD#: 132643 / SEC#: , 8-66620

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
101 S. 200 E. Suite 300, Salt Lake City, UT 84111
Mailing Address
101 S 200 E. Suite 300, Salt Lake City, UT 84111
Phone number
(801) 535-3650
Established
Utah since 07/19/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (39 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
VOS, ERIC LEECEO/CCO2836821
LUNDBERG, LARRY HMEMBER4500324
STOKER, RYAN SCOTTMEMBER4066425
WILLIAM R. MORETON ESTATEMEMBER
MORETON, CHARI WPERSONAL REPRESENTATIVE OF THE WILLIAM R. MORETON ESTATE8108960
ROESKE, SHARON LEEFINOP720262

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MORETON CAPITAL MARKETS, LLC

CRD#: 132643

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