Mark D. Razavi

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CRD#: 2450103

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Mark Darius Razavi was a registered financial professional .

Mark is a previously registered financial professional and started their career in finance in 1994. Mark had worked at 7 firms and has passed the Series 66, Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

* SEAWINDS INVESTMENT REALTY LLC: 1282007 - PRESENT * WEST PALM BEACH GARDENS, FL * REAL ESTATES SALES: SALES ASSOCIATE * DUTIES; MAINTAIN LICENSE * 0 HOURS DEVOTED PER MONTH DURING TRADE HOURS * 1 HOUR PER MONTH DEVOTED AFTER TRADE HOURS

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 1, 2020 - May 31, 2022

TRUIST ADVISORY SERVICES, INC.

RIA

CRD#: 283390

FORT LAUDERDALE, FL

Past

September 20, 2019 - May 31, 2022

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

FORT LAUDERDALE, FL

Past

March 26, 2015 - August 21, 2017

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

WOODMERE VILLAGE, OH

Past

March 17, 2015 - August 18, 2017

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

WOODMERE VILLAGE, OH

Past

March 22, 2013 - February 11, 2015

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

CLEVELAND, OH

Past

January 28, 2013 - February 11, 2015

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

CLEVELAND, OH

Past

January 12, 1996 - July 19, 2000

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Past

April 27, 1995 - February 1, 1996

LOCUST STREET SECURITIES, INC.

CRD#: 1703

DES MOINES, IA

Past

March 3, 1994 - April 5, 1995

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRUIST ADVISORY SERVICES, INC.

SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.

CRD#: 283390 / SEC#: 801-107729

RIA

Registered Investment Advisory firm - (5/18/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/26/2020

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/24/2019

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 3/18/1994

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 8/18/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/25/2013

General Securities Representative Examination

Current Firm

TRUIST ADVISORY SERVICES, INC.

SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.

CRD#: 283390 / SEC#: 801-107729

RIA

Registered Investment Advisory firm - (5/18/2016 Approved)

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Contact information

Main Address

303 Peachtree Street 2nd Floor, Atlanta, GA 30303

Mailing Address

Po Box 4418 Mc 107, Atlanta, GA 30302

Phone number

(800) 874-4770

Established

Firm type

Fiscal year end

# of Employees

2,469

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TAS AMC WRAP MANAGED PROGRAMS BROCHURE (10/31/2025)

TAS CONSULTING SERVICES AMC ADVANTAGE FIRM BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	124,363
AUM (Assets Under Management)	$ 67,736,740,585

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
04/24/2025	Cover Page	Report
03/28/2024	Cover Page	Report
04/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mark D. Razavi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

TRUIST INVESTMENT SERVICES, INC.

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

FIDELITY BROKERAGE SERVICES LLC

LOCUST STREET SECURITIES, INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

TRUIST ADVISORY SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/26/2020

Series 63

Date: 10/24/2019

Series 65

Date: 3/18/1994

SIE

Date: 8/18/2017

Series 7

Date: 1/25/2013

Current Firm

TRUIST ADVISORY SERVICES, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

TRUIST ADVISORY SERVICES, INC.

TRUST BUT VERIFY

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