Jennifer K. Wardle
Professional summary
Jennifer Kay Wardle, who also goes by Jennifer Kay Bennett, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Dubuque, Iowa and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Jennifer is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Jennifer has worked at 6 firms and has passed the Series 66, Series 6TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jennifer Kay Wardle's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 17, 2023 - Present
EMPOWER ADVISORY GROUP, LLC
October 17, 2023 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111June 17, 2021 - October 16, 2023
EMPOWER ADVISORY GROUP, LLC
June 17, 2021 - October 16, 2023
EMPOWER FINANCIAL SERVICES, INC.
May 31, 2019 - November 29, 2020
PRUDENTIAL SELECT STRATEGIES LLC
November 1, 2007 - December 31, 2018
GLOBAL PORTFOLIO STRATEGIES, INC.
November 1, 2007 - May 25, 2021
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
August 3, 2006 - October 23, 2007
RBC CAPITAL MARKETS, LLC
May 15, 2006 - October 23, 2007
RBC CAPITAL MARKETS, LLC
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/12/2023)
(12/12/2023)
(12/12/2023)
(12/12/2023)
(12/12/2023)
(12/12/2023)
(12/12/2023)
(12/12/2023)
(12/12/2023)
(12/12/2023)
(12/12/2023)
(12/12/2023)
(10/17/2023)
(10/17/2023)
(12/12/2023)
(12/12/2023)
(12/12/2023)
(12/12/2023)
(12/12/2023)
(12/12/2023)
(12/12/2023)
(12/12/2023)
(12/12/2023)
(12/12/2023)
(12/12/2023)
(12/12/2023)
(12/12/2023)
(12/12/2023)
(12/12/2023)
(12/12/2023)
(12/12/2023)
(12/12/2023)
(12/12/2023)
(12/12/2023)
(12/12/2023)
(12/12/2023)
(12/12/2023)
(12/12/2023)
(12/12/2023)
(12/12/2023)
(12/12/2023)
(12/12/2023)
(12/12/2023)
(12/12/2023)
(12/12/2023)
(12/12/2023)
(12/12/2023)
(12/12/2023)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
