Jason S. Kling
Professional summary
Jason Scott Kling is a registered financial professional currently at CHAUNER SECURITIES, INC. located in Northbrook, Illinois.
Jason is registered as a RR (Registered Representative) and started their career in finance in 1994. Jason has worked at 19 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jason Scott Kling's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 20, 2023 - Present
CHAUNER SECURITIES, INC.
Office #1: 666 Dundee Road, Suite 903, Northbrook, IL 60062-2735June 16, 2022 - July 10, 2023
WEALTHFORGE SECURITIES, LLC
December 15, 2020 - June 15, 2022
EMERSON EQUITY LLC
April 9, 2020 - December 4, 2020
STRATCAP SECURITIES, LLC
January 18, 2019 - February 19, 2020
SELECT CAPITAL CORPORATION
March 30, 2018 - October 21, 2020
AMP WEALTH MANAGEMENT
October 18, 2016 - July 9, 2018
THE M & A GROUP LLC
January 13, 2014 - September 6, 2016
FORESTERS EQUITY SERVICES, INC.
January 13, 2014 - September 6, 2016
FORESTERS EQUITY SERVICES, INC.
August 3, 2011 - May 16, 2012
AUSDAL FINANCIAL PARTNERS, INC.
August 3, 2011 - May 16, 2012
AUSDAL FINANCIAL PARTNERS, INC.
July 27, 2010 - October 12, 2010
LEADER CAPITAL CORP.
February 1, 2008 - June 2, 2010
KBR CAPITAL MARKETS, LLC
March 28, 2006 - February 4, 2008
TCADVISORS NETWORK INC.
December 16, 2003 - December 2, 2004
TD AMERITRADE, INC.
May 6, 2003 - March 19, 2004
FIFTH THIRD SECURITIES, INC.
March 26, 2003 - April 17, 2003
DWS INVESTMENT MANAGEMENT AMERICAS, INC.
April 27, 2000 - April 17, 2003
DWS DISTRIBUTORS, INC.
May 4, 1999 - January 14, 2000
COHEN & STEERS SECURITIES, LLC
February 28, 1995 - April 24, 1999
NUVEEN SECURITIES, LLC
August 4, 1994 - August 25, 1994
L.C. WEGARD & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/29/2023)
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(9/26/2023)
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(9/6/2023)
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(9/12/2023)
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(9/19/2023)
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(9/12/2023)
Exams
FINRA
Current Firm
CHAUNER SECURITIES, INC.
CRD#: 10075 / SEC#: , 8-33980
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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