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MH

Matthew T. Hanshaw

Some features on this profile are disabled
CRD#: 2449064
MH

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Matthew Thomas Hanshaw was a registered financial professional .

Matthew is a previously registered financial professional and started their career in finance in 1994. Matthew had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

April 12, 2021 - August 11, 2021

SB ADVISORY, LLC

RIA
CRD#: 154680
Harrisburg, PA
Past

April 10, 2021 - August 11, 2021

SAN BLAS SECURITIES LLC

BD
CRD#: 290605
CHICAGO, IL
Past

February 24, 2021 - March 17, 2021

KOVACK ADVISORS, INC.

RIA
CRD#: 140808
Harrisburg, PA
Past

November 20, 2012 - February 18, 2021

OSAIC WEALTH, INC.

RIA
CRD#: 23131
HARRISBURG, PA
Past

November 16, 2012 - February 18, 2021

OSAIC WEALTH, INC.

BD
CRD#: 23131
HARRISBURG, PA
Past

November 3, 2005 - November 28, 2012

NATIONAL PLANNING CORPORATION

RIA
CRD#: 29604
HARRISBURG, PA
Past

November 1, 2005 - November 28, 2012

NATIONAL PLANNING CORPORATION

BD
CRD#: 29604
HARRISBURG, PA
Past

March 4, 2004 - November 3, 2005

VICUS CAPITAL, INC.

RIA
CRD#: 116021
HARRISBURG, PA
Past

September 18, 2001 - November 9, 2005

WALNUT STREET SECURITIES, INC.

BD
CRD#: 15840
EL SEGUNDO, CA
Past

October 31, 1996 - September 17, 2001

1717 CAPITAL MANAGEMENT COMPANY

BD
CRD#: 4082
NEWARK, DE
Past

May 4, 1995 - November 1, 1996

LOCUST STREET SECURITIES, INC.

BD
CRD#: 1703
DES MOINES, IA
Past

February 7, 1994 - May 4, 1995

NEW ENGLAND SECURITIES

BD
CRD#: 615
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
SB ADVISORY, LLC
ADVANCED ASSET SOLUTIONS, LLC | TREESE INVESTMENTS LLC | THE HENDERSON FINANCIAL GROUP & (HYACINTHHENDERSON.COM) | THE FINANCIAL ARCHITECTS (FINANCIALARCHITECTS-USA.COM) | SUMMIT ROCKWALL WEALTH MANAGERS | SMITH BERNSTEIN | SHEBAR FINANCIAL, LLC | SB ADVISORY, LLC | SANTA FE WEALTH ADVISORS | ROBERT BULLOCH WEALTH MANAGEMENT LLC (ROBERTBULLOCH.COM) | RNL FINANCIAL, LLC | RCA ADVISORY SERVICES, LLC | PRO FINANCIAL GROUP, LLC | PNW ADVISORY | NERGARD WEALTH MANAGEMENT LLC | MOHLMAN WEALTH MANAGEMENT | IFS ADVISORY, LLC | GREEN STREET WEALTH ADVISORY | GRABE FINANCIAL SERVICES INC | FERIS FINANCIAL, LLC | EM FINANCIAL SERVICES | DEEMER WEALTH MANAGEMENT, LLC | CORTO FINANCIAL GROUP, LLC | CLARITY CAPITAL MANAGEMENT CORP | BRYAN EDWARDS WEALTH MANAGEMENT | BRENNAN FRANCIS | BOWMAN WEALTH MANAGEMENT LLC | ARNETT FINANCIAL SERVICES GROUP, LLC | ARBOR WEALTH MANAGEMENT | ADVANCED FINANCIAL CONCEPTS, INC.

CRD#: 154680 / SEC#: 801-77380

RIA
Registered Investment Advisory firm - (12/4/2012 Approved)
Arkansas
Registered Investment Advisory firm - (12/31/2012 Terminated)
California
Registered Investment Advisory firm - (12/31/2012 Terminated)
Colorado
Registered Investment Advisory firm - (1/3/2013 Terminated)
Florida
Registered Investment Advisory firm - (12/31/2012 Terminated)
Indiana
Registered Investment Advisory firm - (12/31/2012 Terminated)
Maryland
Registered Investment Advisory firm - (12/31/2012 Terminated)
Missouri
Registered Investment Advisory firm - (8/19/2014 Terminated)
Nevada
Registered Investment Advisory firm - (12/31/2012 Terminated)
New Jersey
Registered Investment Advisory firm - (1/2/2013 Terminated)
New Mexico
Registered Investment Advisory firm - (12/31/2012 Terminated)
North Carolina
Registered Investment Advisory firm - (12/31/2012 Terminated)
Pennsylvania
Registered Investment Advisory firm - (12/31/2012 Terminated)
Puerto Rico
Registered Investment Advisory firm - (12/31/2012 Terminated)
Tennessee
Registered Investment Advisory firm - (12/31/2012 Terminated)
Texas
Registered Investment Advisory firm - (12/3/2013 Terminated)
Utah
Registered Investment Advisory firm - (12/31/2012 Terminated)
Virginia
Registered Investment Advisory firm - (12/31/2012 Terminated)
West Virginia
Registered Investment Advisory firm - (12/31/2012 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 12/6/1996
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 1/27/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/28/1997
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 1/27/1994
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/20/2005
General Securities Principal Examination

Current Firm

SA
SB ADVISORY, LLC
ADVANCED ASSET SOLUTIONS, LLC | TREESE INVESTMENTS LLC | THE HENDERSON FINANCIAL GROUP & (HYACINTHHENDERSON.COM) | THE FINANCIAL ARCHITECTS (FINANCIALARCHITECTS-USA.COM) | SUMMIT ROCKWALL WEALTH MANAGERS | SMITH BERNSTEIN | SHEBAR FINANCIAL, LLC | SB ADVISORY, LLC | SANTA FE WEALTH ADVISORS | ROBERT BULLOCH WEALTH MANAGEMENT LLC (ROBERTBULLOCH.COM) | RNL FINANCIAL, LLC | RCA ADVISORY SERVICES, LLC | PRO FINANCIAL GROUP, LLC | PNW ADVISORY | NERGARD WEALTH MANAGEMENT LLC | MOHLMAN WEALTH MANAGEMENT | IFS ADVISORY, LLC | GREEN STREET WEALTH ADVISORY | GRABE FINANCIAL SERVICES INC | FERIS FINANCIAL, LLC | EM FINANCIAL SERVICES | DEEMER WEALTH MANAGEMENT, LLC | CORTO FINANCIAL GROUP, LLC | CLARITY CAPITAL MANAGEMENT CORP | BRYAN EDWARDS WEALTH MANAGEMENT | BRENNAN FRANCIS | BOWMAN WEALTH MANAGEMENT LLC | ARNETT FINANCIAL SERVICES GROUP, LLC | ARBOR WEALTH MANAGEMENT | ADVANCED FINANCIAL CONCEPTS, INC.

CRD#: 154680 / SEC#: 801-77380

RIA
Registered Investment Advisory firm - (12/4/2012 Approved)
Arkansas
Registered Investment Advisory firm - (12/31/2012 Terminated)
California
Registered Investment Advisory firm - (12/31/2012 Terminated)
Colorado
Registered Investment Advisory firm - (1/3/2013 Terminated)
Florida
Registered Investment Advisory firm - (12/31/2012 Terminated)
Indiana
Registered Investment Advisory firm - (12/31/2012 Terminated)
Maryland
Registered Investment Advisory firm - (12/31/2012 Terminated)
Missouri
Registered Investment Advisory firm - (8/19/2014 Terminated)
Nevada
Registered Investment Advisory firm - (12/31/2012 Terminated)
New Jersey
Registered Investment Advisory firm - (1/2/2013 Terminated)
New Mexico
Registered Investment Advisory firm - (12/31/2012 Terminated)
North Carolina
Registered Investment Advisory firm - (12/31/2012 Terminated)
Pennsylvania
Registered Investment Advisory firm - (12/31/2012 Terminated)
Puerto Rico
Registered Investment Advisory firm - (12/31/2012 Terminated)
Tennessee
Registered Investment Advisory firm - (12/31/2012 Terminated)
Texas
Registered Investment Advisory firm - (12/3/2013 Terminated)
Utah
Registered Investment Advisory firm - (12/31/2012 Terminated)
Virginia
Registered Investment Advisory firm - (12/31/2012 Terminated)
West Virginia
Registered Investment Advisory firm - (12/31/2012 Terminated)
PREMIUM
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Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
3424 Peachtree Road Ne Suite 2200, Atlanta, GA 30326-1184
Mailing Address
Phone number
(404) 704-0406
Established
Firm type
Fiscal year end
# of Employees
29

SEC notice filing (47 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SB ADVISORY BROCHURE (1/30/2026)

Regulatory assets under management

Total Number of Accounts1,540
AUM (Assets Under Management)$ 404,771,341

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SB ADVISORY, LLC

CRD#: 154680

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