Christopher Kier Mais
Professional Summary
Christopher Kier Mais, who also goes by Christopher Mais, is a registered financial advisor currently at THE CHARTIST located in Long Beach, California. Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Christopher has worked at 1 firm and has passed the Series 63, Series 65 and Series 2 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Christopher Mais
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
32 years in the financial services industry
Current & Past Employments
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Current Firm
CHARTIST INC | THE CHARTIST
Contact Information
Main Address
6621 E. Pacific Coast Hwy. #240, Long Beach, CA 90803Mailing Address
P.o. Box 758, Seal Beach, CA 90740Phone Number
(562) 596-2385# of Employees
2SEC notice filing (7 States and Territories)
Registered to provide investment advisory services in 7 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
426AUM (Assets Under Management)
$169,706,684Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
CHARTIST INC | THE CHARTIST
State Registrations and Notice Filings
(1/30/2026)
(1/30/2026)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 2 — Non-Member General Securities Examination
Passed Dec 1995Similar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Christopher Kier Mais's CRS (Customer Relationship Summary).
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