AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
MG

Mark A. Greenberg

TIGRESS FINANCIAL PARTNERS
Miami, FL
Some features on this profile are disabled
CRD#: 2448865
MG

Professional summary

Mark Alan Greenberg, who also goes by Mark Alan Aurom Greenberg, Mark Alan Avrom Greenberg, is a registered financial professional currently at TIGRESS FINANCIAL PARTNERS, LLC located in Miami, Florida.

Mark is registered as a RR (Registered Representative) and started their career in finance in 1994. Mark has worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Mark Alan Aurom Greenberg | Mark Alan Avrom Greenberg

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. GENERAL PARTNER IN A VINTAGE WATCH RETAILING/TRADING, LOVE 2 WATCH LLC SINCE 2008. NOT INVESTMENT-RELATED. LESS THAN 4 HOURS PER WEEK SPENT AND NONE DURING TRADING HOURS. 2. WHARTON INT'L, LLC, THE MUSIC BUILDING - NOT INVESTMENT-RELATED - 584 8TH AVENUE,NEW YORK, NY,STE 1001 - JAN 2009 - SERVE ON THE BOARD OF DIRECTORS. 2 HOURS MONTHLY/0 HOURS DURING SECURITIES TRADING HOURS 3. BYTE ME PRODUCTIONS, LLC, THE MUSIC BUILDING - NOT INVESTMENT-RELATED - 584 8TH AVENUE, NEW YORK, NY STE 1001 SERVE ON BOARD OF DIRECTORS- 2 HOURS MONTHLY/0 HOURS DURING SECURITIES BUSINESS HOURS.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mark Alan Greenberg's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 9, 2013 - Present

TIGRESS FINANCIAL PARTNERS, LLC

RIA
BD
CRD#: 154717
Miami, FL
Past

September 26, 2019 - December 31, 2023

TIGRESS FINANCIAL PARTNERS, LLC

RIA
CRD#: 154717
Stamford, VT
Past

August 24, 1994 - April 17, 2007

FINANCIAL ADVANTAGE ADVISORS CO.

RIA
CRD#: 117131
HARTFORD, CT
Past

February 4, 1994 - January 4, 2007

SECURITIES AMERICA, INC.

BD
CRD#: 10205
HARTFORD, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(1/31/2019)
RR
New York
(2/4/2019)
RR
Vermont
(1/12/2021)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/29/2015
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 3/24/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/8/2013
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

TF
TIGRESS FINANCIAL PARTNERS, LLC
TIGRESS FINANCIAL PARTNERS LLC | TIGRESS FINANCIAL PARTNERS, LLC

CRD#: 154717 / SEC#: 801-112815, 8-68671

RIA
Registered Investment Advisory firm - SEC (2/21/2024 Terminated)
Florida
Registered Investment Advisory firm - SEC (7/2/2025 Approved)
New York
Registered Investment Advisory firm - SEC (4/27/2018 Terminated)
Texas
Registered Investment Advisory firm - SEC (11/15/2023 Conditional Restricted)
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
410 Park Avenue 12th Floor, New York, NY 10022
Mailing Address
410 Park Avenue 12th Floor, New York, NY 10022
Phone number
(212) 430-8750
Established
Delaware since 05/26/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
5

FINRA licenses (35 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
TIGRESS HOLDINGS LLCMAJORITY OWNER
CHEN, CHIASHIN NMNCHIEF COMPLIANCE OFFICER2992660
DIBARTOLO, CYNTHIA DENISECHIEF EXECUTIVE OFFICER2413494
MARRONE, MICHAEL THOMASPRINCIPAL OPERATIONS OFFICER/PRINCIPAL FINANCIAL OFFICER/FINOP4859949

Regulatory assets under management

Total Number of Accounts17
AUM (Assets Under Management)$ 11,558,041

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TIGRESS FINANCIAL PARTNERS, LLC

CRD#: 154717Miami, FL

TRUST BUT VERIFY

Monitor Mark Greenberg

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.