Jason R. Romano

MOSS ADAMS WEALTH ADVISORS LLC

LOS ANGELES, CA 90025

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CRD#: 2448726

Professional summary

Jason Robert Romano, CFP® is a registered financial advisor currently at MOSS ADAMS WEALTH ADVISORS LLC located in Los Angeles, California.

Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Jason has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Robert Romano's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2004

Experience

Current

October 3, 2002 - Present

MOSS ADAMS WEALTH ADVISORS LLC

Office #1: 11766 Wilshire Boulevard Ste. 1220, Los Angeles, CA 90025

RIA

CRD#: 108917

LOS ANGELES, CA

Past

December 13, 2005 - September 30, 2020

MOSS ADAMS SECURITIES & INSURANCE LLC

CRD#: 114950

Woodland Hills, CA

Past

October 31, 2005 - December 6, 2005

OSAIC SERVICES, INC.

CRD#: 133763

LOS ANGELES, CA

Past

December 21, 2000 - October 31, 2005

SENTRA SECURITIES CORPORATION

CRD#: 10249

PHOENIX, AZ

Past

June 1, 1998 - December 4, 2000

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

April 8, 1998 - June 1, 1998

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

Past

March 15, 1996 - May 1, 1997

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

CRD#: 5181

BOSTON, MA

Past

March 15, 1996 - January 7, 1998

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Past

October 28, 1994 - January 12, 1996

LAZAR FREDERICK & COMPANY

CRD#: 15615

BEVERLY HILLS, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MOSS ADAMS WEALTH ADVISORS LLC

DBA FINANCIAL SECURITY GROUP | MOSS ADAMS WEALTH ADVISORS LLC | MOSS ADAMS (BRANDED UNDER ONE FIRM, NOT DBA CONTRACTUALLY) | FINANCIAL SECURITY GROUP, L.L.C.

CRD#: 108917 / SEC#: 801-58074

RIA

Registered Investment Advisory firm - (10/26/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/3/2002)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/10/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/19/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/27/1994

General Securities Representative Examination

Current Firm

MOSS ADAMS WEALTH ADVISORS LLC

DBA FINANCIAL SECURITY GROUP | MOSS ADAMS WEALTH ADVISORS LLC | MOSS ADAMS (BRANDED UNDER ONE FIRM, NOT DBA CONTRACTUALLY) | FINANCIAL SECURITY GROUP, L.L.C.

CRD#: 108917 / SEC#: 801-58074

RIA

Registered Investment Advisory firm - (10/26/2000 Approved)

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Contact information

Main Address

999 Third Ave Ste 2800, Seattle, WA 98104

Mailing Address

Phone number

(206) 302-6500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MOSS ADAMS WEALTH ADVISORS DISCLOSURE BROCHURE JUNE 2025 (6/24/2025)

Regulatory assets under management

Total Number of Accounts	4,627
AUM (Assets Under Management)	$ 4,753,819,117

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/15/2025	Cover Page	Report
02/20/2025	Cover Page	Report
03/27/2024	Cover Page	Report
03/06/2024	Cover Page	Report
02/18/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jason R. Romano

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Robert Romano's CRS (Customer Relationship Summary).

Certified licenses

Experience

MOSS ADAMS SECURITIES & INSURANCE LLC

OSAIC SERVICES, INC.

SENTRA SECURITIES CORPORATION

OSAIC FA, INC.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

SIGNATOR INVESTORS, INC.

LAZAR FREDERICK & COMPANY

Primary Firm SEC Registration

MOSS ADAMS WEALTH ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/10/2001

Series 63

Date: 4/19/1994

SIE

Date: 10/1/2018

Series 7

Date: 10/27/1994

Current Firm

MOSS ADAMS WEALTH ADVISORS LLC

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MOSS ADAMS WEALTH ADVISORS LLC

TRUST BUT VERIFY

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