Gerald M. Gibbons

PRE-IPO STREET

SMITHTOWN, NY 11787

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CRD#: 2447903

Professional summary

Gerald Matthew Gibbons, who also goes by Gerald Gibbons, Gerry Gibbons, is a registered financial professional currently at PRE-IPO STREET INC. located in Smithtown, New York and KW SECURITIES CORPORATION located in Smithtown, New York.

Gerald is registered as a RR (Registered Representative) and started their career in finance in 1994. Gerald has worked at 27 firms and has passed the Series 63, Series 52TO, Series 99TO, Series 79TO, SIE, Series 7, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Gerald Gibbons | Gerry Gibbons

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gerald Matthew Gibbons's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 1, 2023 - Present

PRE-IPO STREET INC.

Office #1: 732 Smithtown Bypass Suite 203, Smithtown, NY 11787

CRD#: 173426

SMITHTOWN, NY

Current

June 13, 2024 - Present

KW SECURITIES CORPORATION

Office #1: 732 Smithtown Bypass Suite 203, Smithtown, NY 11787

CRD#: 8237

SMITHTOWN, NY

Current

October 29, 2024 - Present

ELSEWARE FINANCIAL SERVICES LLC

Office #1: 36 W. 44th Street, Suite 700, New York, NY 10036

CRD#: 327555

NEW YORK, NY

Current

August 5, 2025 - Present

UTILITY CAPITAL PARTNERS, LLC

Office #1: 732 Smithtown Bypass Suite 203, Smithtown, NY 11787

CRD#: 312158

SMITHTOWN, NY

Current

October 16, 2025 - Present

ZL ZENITHAR (USA)

Office #1: 1330 Avenue Of The Americas 23rd Floor, New York, NY 10019

CRD#: 321941

NEW YORK, NY

Current

October 16, 2025 - Present

ROYAL TREASURE SECURITIES LLC

Office #1: 40 Wall Street Suite 21-05, New York, NY 10005

CRD#: 292325

NEW YORK, NY

Past

April 7, 2025 - July 18, 2025

KLEON FINANCIAL, LLC

CRD#: 121537

NEW YORK, NY

Past

October 1, 2024 - April 21, 2025

SECURITIES CLUB BROKER-DEALER, LLC

CRD#: 284893

PALM BEACH, FL

Past

June 13, 2024 - October 3, 2024

DYNAMIC CAPITAL INVESTMENTS, LLC

CRD#: 290955

PHOENIX, AZ

Past

December 13, 2023 - January 4, 2024

SNOWDEN ACCOUNT SERVICES LLC

CRD#: 149794

NEW YORK, NY

Past

March 9, 2023 - March 27, 2025

INVESTX MARKETS LLC

CRD#: 148248

New York, NY

Past

February 28, 2023 - October 5, 2023

CLEARFP SECURITIES, LLC

CRD#: 312370

LAKE OSWEGO, OR

Past

January 3, 2023 - January 5, 2024

VELERITY GROUP, INC.

CRD#: 42869

GREAT FALLS, VA

Past

August 16, 2022 - November 7, 2024

AET INVESTMENT SERVICES, LLC

CRD#: 40878

SPOKANE, WA

Past

August 6, 2021 - February 1, 2022

GORDIAN INVESTMENTS, LLC

CRD#: 158611

OREGON HOUSE, CA

Past

July 28, 2021 - October 4, 2022

CLEARFP SECURITIES, LLC

CRD#: 312370

LAKE OSWEGO, OR

Past

November 23, 2020 - April 7, 2021

PERFORMANCE TRUST CAPITAL PARTNERS, LLC

CRD#: 36155

CHICAGO, IL

Past

November 1, 2017 - October 24, 2019

AEGIS CAPITAL CORP.

CRD#: 15007

NEW YORK, NY

Past

November 22, 2011 - February 27, 2017

NYLIFE SECURITIES LLC

CRD#: 5167

SLEEPY HOLLOW, NY

Past

April 17, 2009 - September 12, 2011

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

CRD#: 18487

HOLBROOK, NY

Past

March 8, 2006 - March 10, 2008

PARK AVENUE SECURITIES LLC

CRD#: 46173

GARDEN CITY, NY

Past

March 22, 2004 - February 10, 2006

TD AMERITRADE, INC.

CRD#: 7870

OMAHA, NE

Past

June 30, 2001 - September 26, 2002

DATEK ONLINE FINANCIAL SERVICES LLC

CRD#: 36807

JERSEY CITY, NJ

Past

November 20, 2000 - June 30, 2001

ICAPITAL MARKETS LLC

CRD#: 5209

OMAHA, NE

Past

April 5, 2000 - August 17, 2000

DIME SECURITIES, INC.

CRD#: 28955

BROOKLYN, NY

Past

April 28, 1997 - July 6, 1998

HD BROUS & CO., INC.

CRD#: 22062

GREAT NECK, NY

Past

July 19, 1996 - May 1, 1997

FOSTER JEFFRIES SECURITIES, LLC

CRD#: 30144

WESTBURY, NY

Past

May 16, 1994 - July 22, 1996

KENSINGTON WELLS INCORPORATED

CRD#: 30570

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(6/27/2024)

Exams

State Security Law Exam

Series 63

Date: 6/16/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/14/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 3/18/2002

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 3/9/2001

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ROYAL TREASURE SECURITIES LLC

CHEERS SECURITIES LLC | ROYAL TREASURE SECURITIES LLC

CRD#: 292325 / SEC#: , 8-70136

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

40 Wall Street Suite 21-05, New York, NY 10005

Mailing Address

40 Wall Street Suite 21-05, New York, NY 10005

Phone number

(646) 751-8957

Established

Delaware since 06/09/2017

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (10 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
ROYAL TREASURE LIMITED	MEMBER
GUAN, KEVIN	CHIEF EXECUTIVE OFFICER	7660277
RAVISHANKAR, PRIYA	CHIEF COMPLIANCE OFFICER	5789297
RUSSELL, SARAH DETLING	PFO/FINOP	6727189

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gerald M. Gibbons

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gerald Matthew Gibbons's CRS (Customer Relationship Summary).

Certified licenses

Experience

KW SECURITIES CORPORATION

ELSEWARE FINANCIAL SERVICES LLC

UTILITY CAPITAL PARTNERS, LLC

ZL ZENITHAR (USA)

ROYAL TREASURE SECURITIES LLC

KLEON FINANCIAL, LLC

SECURITIES CLUB BROKER-DEALER, LLC

DYNAMIC CAPITAL INVESTMENTS, LLC

SNOWDEN ACCOUNT SERVICES LLC

INVESTX MARKETS LLC

CLEARFP SECURITIES, LLC

VELERITY GROUP, INC.

AET INVESTMENT SERVICES, LLC

GORDIAN INVESTMENTS, LLC

CLEARFP SECURITIES, LLC

PERFORMANCE TRUST CAPITAL PARTNERS, LLC

AEGIS CAPITAL CORP.

NYLIFE SECURITIES LLC

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

PARK AVENUE SECURITIES LLC

TD AMERITRADE, INC.

DATEK ONLINE FINANCIAL SERVICES LLC

ICAPITAL MARKETS LLC

DIME SECURITIES, INC.

HD BROUS & CO., INC.

FOSTER JEFFRIES SECURITIES, LLC

KENSINGTON WELLS INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 6/16/1994

Series 52TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 5/14/1994

Series 4

Date: 3/18/2002

Series 24

Date: 3/9/2001

FINRA

Current Firm

ROYAL TREASURE SECURITIES LLC

Contact information

FINRA licenses (10 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

ROYAL TREASURE SECURITIES LLC

TRUST BUT VERIFY

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