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JM

Jennifer H. Macaulay

STERN CAPITAL
NEW YORK, NY 10170
CRD#: 2447557
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JM
Jennifer Hamilton MacaulaySTERN CAPITAL

Professional summary


Jennifer Hamilton Macaulay, who also goes by Jen Hamilton, Jennifer Lyn Hamilton, Jennifer Hamilton Macaulay Mrs, is a registered financial professional currently at STERN CAPITAL LLC located in New York, New York.

Jennifer is registered as a RR (Registered Representative) and started their career in finance in 1994. Jennifer has worked at 6 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Jen Hamilton | Jennifer Lyn Hamilton | Jennifer Hamilton Macaulay Mrs

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Jennifer Hamilton Macaulay's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

November 23, 2004 - Present

STERN CAPITAL LLC

Office #1: 420 Lexington Avenue Suite 300, New York, NY 10170
BD
CRD#: 131226
NEW YORK, NY
Past

March 5, 2003 - November 1, 2004

WOODBURY FINANCIAL SERVICES, INC.

BD
CRD#: 421
OAKDALE, MN
Past

November 11, 2002 - February 26, 2003

MAG FINANCIAL, INC.

BD
CRD#: 36327
PHILADELPHIA, PA
Past

May 8, 2002 - September 4, 2002

RAMIUS SECURITIES LLC

BD
CRD#: 41076
NEW YORK, NY
Past

March 2, 2000 - March 21, 2002

KEYPORT FINANCIAL SERVICES CORP.

BD
CRD#: 8127
WELLESLEY HILLS, MA
Past

January 28, 1994 - January 27, 2000

CITISTREET EQUITIES LLC

BD
CRD#: 7447
SOMERSET, NJ

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alaska
(11/23/2004)
RR
California
(11/23/2004)
RR
Colorado
(6/2/2016)
RR
Connecticut
(5/4/2005)
RR
Delaware
(3/31/2006)
RR
District of Columbia
(11/18/2016)
RR
Florida
(11/23/2004)
RR
Georgia
(3/15/2021)
RR
Massachusetts
(11/23/2004)
RR
Nebraska
(10/10/2017)
RR
Nevada
(5/23/2018)
RR
New Jersey
(8/18/2005)
RR
New York
(11/23/2004)
RR
North Carolina
(2/7/2022)
RR
Oregon
(1/11/2017)
RR
Pennsylvania
(11/4/2016)
RR
Rhode Island
(9/26/2008)
RR
South Carolina
(3/31/2021)
RR
South Dakota
(10/26/2010)
RR
Tennessee
(3/30/2021)
RR
Texas
(1/21/2014)
RR
Utah
(1/13/2026)
RR
Wyoming
(11/30/2016)

Exams


State Security Law Exam
RR
Series 63
Date: 1/27/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


SC
STERN CAPITAL LLC
STERN CAPITAL LLC

CRD#: 131226 / SEC#: , 8-66433

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
420 Lexington Avenue Suite 300, New York, NY 10170
Mailing Address
420 Lexington Avenue Suite 300, New York, NY 10170
Phone number
(212) 832-1200
Established
Delaware since 03/12/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (23 States and Territories)


Documents


Direct owners and executive officers


NamePositionCRD#
STERN, LAWRENCE MARCDIRECTOR4781769
STERN, LAWRENCE MARCCHIEF COMPLIANCE OFFICER, CEO4781769
STEWART, SCOTT ALEXANDERFINOP, PFO & POO6977422

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


STERN CAPITAL LLC

CRD#: 131226New York, NY 10170

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