William C. Herr

TRADER WEALTH MANAGEMENT

Barrington, IL 60010

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CRD#: 2447542

Professional summary

William Charles Herr, CFP®, who also goes by Bill Herr, is a registered financial advisor currently at TRADER WEALTH MANAGEMENT, LLC located in Barrington, Illinois.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. William has worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bill Herr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INSURANCE PRODUCTS OFFERED AS AN INDEPENDENT INSURANCE AGENT 141 WEST JACKSON, SUITE 1570, CHICAGO, IL 60604 NATURE: INSURANCE AGENT INFINITE ALPHA CAPITAL MANAGEMENT LLC, INFINITE ALPHA ADVISORS, LLC - ADVISOR AND GENERAL PARTNER TO THE INFINITE ALPHA FUND,L.P. AND THE INFINITE ALPHA OPPORTUNISTIC FUND I, LP 141 WEST JACKSON, SUITE 1506, CHICAGO, IL 60604 NATURE: INVESTMENTS WILLIAM HERR AND ASSOCIATES 560 WELCH CIRCLE, LAKE BARRINGTON, IL 60010- NATURE: SOLE PROPRIETOR PREPARING TAX RETURNS AS A CPA

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Charles Herr's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

October 14, 2008 - Present

TRADER WEALTH MANAGEMENT, LLC

Office #1: 509 W Old Nw Highway Suite 240, Barrington, IL 60010

RIA

CRD#: 147190

Barrington, IL

Past

January 2, 2002 - October 2, 2008

HERR CAPITAL MANAGEMENT LLC

RIA

CRD#: 122965

CHICAGO, IL

Past

March 9, 1998 - October 10, 2008

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

LAKE BARRINGTON, IL

Past

January 6, 1998 - October 10, 2008

FSC SECURITIES CORPORATION

CRD#: 7461

LAKE BARRINGTON, IL

Past

February 1, 1994 - January 12, 1998

WS GRIFFITH SECURITIES, INC.

CRD#: 10410

HARTFORD, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(10/14/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/27/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/2/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/16/1997

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/31/1994

Investment Company Products/Variable Contracts Representative Examination

Current Firm

TRADER WEALTH MANAGEMENT, LLC

CRD#: 147190 / SEC#:

Illinois

Registered Investment Advisory firm - (10/14/2008 Approved)

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Contact information

Main Address

509 W Old Nw Highway Suite 240, Barrington, IL 60010

Mailing Address

560 Welch Circle, Lake Barrington, IL 60010

Phone number

(312) 697-2950

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	313
AUM (Assets Under Management)	$ 103,415,340

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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William C. Herr

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Charles Herr's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRADER WEALTH MANAGEMENT, LLC

HERR CAPITAL MANAGEMENT LLC

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

WS GRIFFITH SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/27/1998

Series 63

Date: 2/2/1994

Series 7

Date: 8/16/1997

Series 6

Date: 1/31/1994

Current Firm

TRADER WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TRADER WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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