Julie H. Lancaster
Professional summary
Julie Helms Lancaster, who also goes by Julie A Helms, Julie Ann Helms, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Wilmington, North Carolina and TRUIST INVESTMENT SERVICES, INC. located in Castle Hayne, North Carolina.
Julie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Julie has worked at 8 firms and has passed the Series 66, Series 65, Series 63, Series 6TO, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Julie Helms Lancaster's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 17, 2021 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 2401 S 17th St Fl 1, Wilmington, NC 28401February 17, 2021 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 5610 Castle Hayne Rd, Castle Hayne, NC 28429Office #2: 934 Nc Highway 210, Sneads Ferry, NC 28460Office #3: 2675 Western Blvd, Jacksonville, NC 28546Office #4: 7 N Lake Park Blvd, Carolina Beach, NC 28428Office #5: 8905 E Oak Island Dr, Oak Island, NC 28465Office #6: 1606 N Howe St, Southport, NC 28461Office #7: 4320 S 17th St, Wilmington, NC 28412January 2, 2018 - February 17, 2021
BB&T SECURITIES, LLC
January 2, 2018 - February 17, 2021
BB&T SECURITIES, LLC
February 19, 2015 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
January 15, 2015 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
April 25, 2013 - May 21, 2015
OMNISTAR FINANCIAL GROUP, INC.
September 8, 2006 - September 27, 2010
TRUIST INVESTMENT SERVICES, INC.
September 8, 2006 - September 27, 2010
TRUIST INVESTMENT SERVICES, INC.
February 10, 2000 - September 7, 2006
BANC OF AMERICA INVESTMENT SERVICES, INC.
January 1, 1998 - September 7, 2006
BANC OF AMERICA INVESTMENT SERVICES, INC.
April 7, 1994 - January 1, 1998
NATIONSSECURITIES
February 14, 1994 - April 15, 1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/20/2024)
(9/18/2023)
(2/17/2021)
(2/17/2021)
(7/1/2025)
(10/29/2021)
(11/3/2021)
(5/7/2025)
(2/17/2021)
(9/13/2021)
(10/29/2021)
(11/8/2023)
(2/17/2021)
(2/17/2021)
(2/17/2021)
(2/17/2021)
(2/17/2021)
(11/2/2023)
(5/20/2025)
(2/17/2021)
(1/29/2024)
(1/3/2022)
(6/27/2023)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Wilmington, NC 28401TRUST BUT VERIFY
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