DB
David A. Bonds
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS
BOSTON, MA 02114
Some features on this profile are disabled
CRD#: 2447230
DB
Professional summary
David Andrew Bonds, CIMA® is a registered financial professional currently at STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC located in Boston, Massachusetts.
David is registered as a RR (Registered Representative) and started their career in finance in 1994. David has worked at 14 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OTHER BUSINESS: EDGEFIELD LLC INVESTMENT RELATED: REAL ESTATE ADDRESS: 6622 AVALON AVE., DALLAS, TX 75214 POSITION: 50% OWNER NATURE: REAL ESTATE TIME SPENT: VARIES DURING TRADE HRS: NO OTHER: DUTIES: OWNER COMMENT: THE BUSINESS IS NON INVESTMENT RELATED. THE LLC WAS ESTABLISHED, AND REMAINS, A HOLDING COMPANY FOR REAL ESTATE. TIME ALLOCATED ON A MONTHLY BASIS IS PRIMARILY BOOK KEEPING AND DOESN'T CONFLICT WITH TRADING HOURS. OTHER BUSINESS: REDHORSE TRANSPORT LLC INVESTMENT RELATED: TRANSPORTATION ADDRESS: 6622 AVALON AVE., DALLAS, TX 75214 POSITION: 50% OWNER NATURE: TRANSPORTATION TIME SPENT: VARIES DURING TRADE HRS: NO OTHER: DUTIES: OWNER COMMENT: THE BUSINESS IS NON INVESTMENT RELATED. THE LLC ASSETS CONSIST OF A SMALL TRANSPORTATION AND LOGISTICS COMPANY. TIME ALLOCATED ON A MONTHLY BASIS IS PRIMARILY BOOK KEEPING AND DOESN'T CONFLICT WITH TRADING HOURS. DB2 HOLDINGS, LLC. 6622 AVALON AVENUE, DALLAS TX 75214. LOGISTICS. STARTED 2019. 50% OWNER. LIMITED ASSISTANCE TO PARTNER WHEN NEEDED. ONE HOUR PER MONTH. NONE DURING WORK HOURS. HUNNICUT TRANSPORT, LLC. 6622 AVALON AVENUE, DALLAS TX 75214. LOGISTICS. STARTED 2019. 50% OWNER. LIMITED ASSISTANCE TO PARTNER WHEN NEEDED. ONE HOUR PER MONTH. NONE DURING WORK HOURS.
CRS (Client Relationship Summary) - BD
Click below to view David Andrew Bonds's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
December 22, 2022 - Present
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
Office #1: One Congress Street, Boston, MA 02114BD
CRD#: 30107
BOSTON, MA
Past
January 14, 2020 - December 6, 2022
NORTHERN TRUST INVESTMENTS, INCORPORATED
RIA
CRD#: 105780
Dallas, TX
Past
January 14, 2020 - December 6, 2022
NORTHERN TRUST SECURITIES, INC.
BD
CRD#: 7927
CHICAGO, IL
Past
August 9, 2019 - January 9, 2020
FS INVESTMENT SOLUTIONS, LLC
BD
CRD#: 145244
PHILADELPHIA, PA
Past
October 12, 2016 - January 15, 2019
BLACKROCK INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 108928
Los Angeles, CA
Past
January 3, 2012 - January 15, 2019
BLACKROCK INVESTMENTS, LLC
BD
CRD#: 38642
LOS ANGELES, CA
Past
November 5, 2009 - December 31, 2011
BLACKROCK FUND DISTRIBUTION COMPANY
BD
CRD#: 146183
DALLAS, TX
Past
March 19, 2009 - October 14, 2016
BLACKROCK FUND ADVISORS
RIA
CRD#: 105247
SAN FRANCISCO, CA
Past
March 19, 2009 - December 31, 2009
BLACKROCK EXECUTION SERVICES
BD
CRD#: 39438
NEW YORK, NY
Past
September 22, 2008 - February 23, 2009
ALPS DISTRIBUTORS, INC.
BD
CRD#: 16853
DENVER, CO
Past
January 20, 2006 - August 1, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
December 20, 2005 - August 1, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
NEW YORK, NY
Past
August 2, 2004 - December 31, 2004
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
DALLAS, TX
Past
July 1, 2003 - December 31, 2004
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
June 11, 1994 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Past
February 1, 1994 - May 19, 1994
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SMITHFIELD, RI
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/22/2022)
RR
Alaska(12/22/2022)
RR
Arizona(12/22/2022)
RR
Arkansas(12/22/2022)
RR
California(12/22/2022)
RR
Colorado(12/22/2022)
RR
Connecticut(12/22/2022)
RR
Delaware(12/22/2022)
RR
District of Columbia(12/22/2022)
RR
Florida(12/22/2022)
RR
Georgia(12/22/2022)
RR
Hawaii(12/22/2022)
RR
Idaho(12/22/2022)
RR
Illinois(12/22/2022)
RR
Indiana(12/22/2022)
RR
Iowa(12/22/2022)
RR
Kansas(12/22/2022)
RR
Kentucky(12/22/2022)
RR
Louisiana(12/22/2022)
RR
Maine(12/22/2022)
RR
Maryland(12/22/2022)
RR
Massachusetts(12/22/2022)
RR
Michigan(12/22/2022)
RR
Minnesota(12/22/2022)
RR
Mississippi(12/22/2022)
RR
Missouri(12/22/2022)
RR
Montana(12/22/2022)
RR
Nebraska(12/22/2022)
RR
Nevada(12/22/2022)
RR
New Hampshire(12/22/2022)
RR
New Jersey(12/22/2022)
RR
New Mexico(12/22/2022)
RR
New York(12/22/2022)
RR
North Carolina(12/22/2022)
RR
North Dakota(12/22/2022)
RR
Ohio(12/22/2022)
RR
Oklahoma(12/22/2022)
RR
Oregon(12/22/2022)
RR
Pennsylvania(12/22/2022)
RR
Puerto Rico(12/22/2022)
RR
Rhode Island(12/22/2022)
RR
South Carolina(12/22/2022)
RR
South Dakota(12/22/2022)
RR
Tennessee(12/22/2022)
RR
Texas(12/22/2022)
RR
Utah(12/22/2022)
RR
Vermont(12/22/2022)
RR
Virginia(12/22/2022)
RR
Washington(12/22/2022)
RR
West Virginia(12/22/2022)
RR
Wisconsin(12/22/2022)
RR
Wyoming(12/22/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SS
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
STATE STREET BROKERAGE SERVICES, INC. | STATE STREET GLOBAL MARKETS, LLC | STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC | STATE STREET CAPITAL MARKETS, LLC
CRD#: 30107 / SEC#: , 8-44744
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
One Congress Street, Boston, MA 02114
Mailing Address
One Congress Street, Boston, MA 02114
Phone number
(617) 664-3619
Established
Delaware since 03/01/2002
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE STREET GLOBAL ADVISORS, INC. | PARENT CORPORATION | |
| ALBERICI, MARK F | DIRECTOR | 3223458 |
| AMOA, APEAWUSU K | DIRECTOR | 7711546 |
| BONDS MAZZA, ALLISON HATHHORN | PRESIDENT AND DIRECTOR | 4439495 |
| CORBETT, TIMOTHY PAUL | DIRECTOR | |
| FERRARELLI, JAMES | DIRECTOR | 6961735 |
| LAPORTA, JEANNE MARIE | DIRECTOR & CHAIRWOMAN | 5946908 |
| TENORIO, EDITHA V | CHIEF FINANCIAL OFFICER | 6755490 |
| TRABUCCO, MARK RUSSELL | CHIEF COMPLIANCE OFFICER | 4856280 |
| TUCKER, JOHN A | DIRECTOR | 7000761 |
Disclosures
| Regulatory Event | 17 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
CRD#: 30107Boston, MA 02114TRUST BUT VERIFY
Monitor David Bonds
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
