John V. Gramins
Professional summary
John Vincent Gramins is a registered financial professional currently at BTIG, LLC located in New York, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 1996. John has worked at 7 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Vincent Gramins's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 9, 2018 - Present
BTIG, LLC
Office #1: Park Avenue Tower 65 East 55th Street, New York, NY 10022January 8, 2016 - September 7, 2018
CAPITAL ONE SECURITIES, INC.
July 7, 2010 - September 17, 2015
RBC CAPITAL MARKETS, LLC
December 15, 2008 - June 11, 2010
OPPENHEIMER & CO. INC.
September 22, 2008 - December 2, 2008
BARCLAYS CAPITAL INC.
May 15, 1998 - September 22, 2008
LEHMAN BROTHERS INC.
September 23, 1996 - August 26, 1998
DB ALEX. BROWN LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/9/2018)
(10/9/2018)
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(10/9/2018)
(10/9/2018)
(10/9/2018)
(10/30/2018)
(10/9/2018)
(10/9/2018)
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(10/9/2018)
(10/11/2018)
(10/10/2018)
(10/9/2018)
(10/9/2018)
(10/9/2018)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 1/8/2007
Limited Representative-Equity Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
BTIG, LLC
CRD#: 122225 / SEC#: , 8-65473
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
Red Flags
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