Timothy J. Herrmann
Professional summary
Timothy James Herrmann, who also goes by Timothy J Herrmann, is a registered financial professional currently at NETWORK 1 FINANCIAL SECURITIES INC. located in White Plains, New York.
Timothy is registered as a RR (Registered Representative) and started their career in finance in 1994. Timothy has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Timothy James Herrmann's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 10, 2023 - Present
NETWORK 1 FINANCIAL SECURITIES INC.
Office #1: 777 Westchester Avenue Suite 101, White Plains, NY 10604January 7, 2017 - May 5, 2023
GP NURMENKARI INC.
December 10, 2014 - December 23, 2016
KATALYST SECURITIES LLC
June 10, 2013 - December 31, 2014
EDI FINANCIAL, INC.
February 22, 2011 - June 12, 2013
ALLIED BEACON PARTNERS, INC.
January 8, 2010 - February 22, 2011
AMERICAN BEACON PARTNERS, INC.
November 17, 2006 - December 23, 2009
ADVANCED EQUITIES, INC.
November 17, 2006 - December 23, 2009
ADVANCED EQUITIES, INC.
May 15, 2000 - November 20, 2006
AUGMENT SECURITIES INC.
August 8, 1994 - August 23, 1994
PRUDENTIAL EQUITY GROUP, LLC
August 8, 1994 - May 12, 2000
COMMONWEALTH ASSOCIATES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Nasdaq Stock Market
Current Firm
NETWORK 1 FINANCIAL SECURITIES INC.
CRD#: 13577 / SEC#: , 8-29471
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 21 |
| Arbitration | 4 |
Red Flags
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