AV
Anthony G. Valeri
ZIONS CAPITAL ADVISORS
San Diego, CA 92130
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CRD#: 2446578
AV
Professional summary
Anthony Gino Valeri is a registered financial advisor currently at ZIONS CAPITAL ADVISORS, INC. located in San Diego, California.
Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Anthony has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
RENTAL PROPERTIES; 3855 CAMINO LINDO, SAN DIEGO, CA 92122 & 12544 CAMARERO CT, SAN DIEGO, CA 92130; START 2013; OWN/MANAGE 2 RESIDENTIAL REAL ESTATE PROPERTIES; NET RENTAL INCOME $1500 MONTH; 1 HOUR PER MONTH:
CRS (Client Relationship Summary) - RIA
Click below to view Anthony Gino Valeri's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 13, 2024 - Present
ZIONS CAPITAL ADVISORS, INC.
Office #1: 11622 El Camino Real Suite 100, San Diego, CA 92130RIA
CRD#: 131308
San Diego, CA
Past
August 13, 2024 - December 31, 2024
ZIONS DIRECT, INC.
BD
CRD#: 17776
SALT LAKE CITY, UT
Past
September 6, 2017 - December 31, 2023
ZIONS DIRECT, INC.
BD
CRD#: 17776
SALT LAKE CITY, UT
Past
September 5, 2017 - December 31, 2023
ZIONS CAPITAL ADVISORS, INC.
RIA
CRD#: 131308
San Diego, CA
Past
April 15, 1994 - October 24, 2016
LPL FINANCIAL LLC
BD
CRD#: 6413
SAN DIEGO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ZC
ZIONS CAPITAL ADVISORS, INC.
CB&T WEALTH MANAGEMENT | ZIONS WEALTH ADVISORS | ZIONS INSTITUTIONAL LIQUIDITY MANAGEMENT | ZIONS CAPITAL ADVISORS, INC. | VECTRA WEALTH ADVISORS | STRAIGHT INVESTMENT ADVISORS, INC. | STRAIGHT INVESTMENT ADVISERS, INC. | NEVADA STATE INVESTMENT SERVICES | NB|AZ WEALTH MANAGEMENT | CORPORATE INVESTMENTS & LIQUIDITY MANAGEMENT | CONTANGO CAPITAL ADVISORS, INC. | CONTANGO CAPITAL ADVISORS
CRD#: 131308 / SEC#: 801-63287
RIA
Registered Investment Advisory firm - (7/28/2004 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(9/19/2024)
IAR
California(8/13/2024)
IAR
Colorado(8/13/2024)
IAR
Idaho(8/13/2024)
IAR
Nevada(8/14/2024)
IAR
Oregon(8/13/2024)
IAR
Texas(8/13/2024)
IAR
Utah(8/14/2024)
IAR
Washington(8/13/2024)
IAR
Wyoming(8/13/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
ZC
ZIONS CAPITAL ADVISORS, INC.
CB&T WEALTH MANAGEMENT | ZIONS WEALTH ADVISORS | ZIONS INSTITUTIONAL LIQUIDITY MANAGEMENT | ZIONS CAPITAL ADVISORS, INC. | VECTRA WEALTH ADVISORS | STRAIGHT INVESTMENT ADVISORS, INC. | STRAIGHT INVESTMENT ADVISERS, INC. | NEVADA STATE INVESTMENT SERVICES | NB|AZ WEALTH MANAGEMENT | CORPORATE INVESTMENTS & LIQUIDITY MANAGEMENT | CONTANGO CAPITAL ADVISORS, INC. | CONTANGO CAPITAL ADVISORS
CRD#: 131308 / SEC#: 801-63287
RIA
Registered Investment Advisory firm - (7/28/2004 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Zions Capital Advisors One South Main St. 12th Floor, Salt Lake City, UT, 84133
Mailing Address
Phone number
(800) 608-3202
Established
Firm type
Fiscal year end
# of Employees
16
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 88 |
| AUM (Assets Under Management) | $ 1,460,957,454 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/11/2025 | ||
| 02/26/2024 | ||
| 02/21/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
