Anthony G. Valeri

ZIONS CAPITAL ADVISORS

San Diego, CA 92130

CRD#: 2446578

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Professional summary

Anthony Gino Valeri is a registered financial advisor currently at ZIONS CAPITAL ADVISORS, INC. located in San Diego, California.

Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Anthony has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Gino Valeri's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 13, 2024 - Present

ZIONS CAPITAL ADVISORS, INC.

Office #1: 11622 El Camino Real Suite 100, San Diego, CA 92130

RIA

CRD#: 131308

San Diego, CA

Past

August 13, 2024 - December 31, 2024

ZIONS DIRECT, INC.

CRD#: 17776

SALT LAKE CITY, UT

Past

September 6, 2017 - December 31, 2023

ZIONS DIRECT, INC.

CRD#: 17776

SALT LAKE CITY, UT

Past

September 5, 2017 - December 31, 2023

ZIONS CAPITAL ADVISORS, INC.

RIA

CRD#: 131308

San Diego, CA

Past

April 15, 1994 - October 24, 2016

LPL FINANCIAL LLC

CRD#: 6413

SAN DIEGO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ZIONS CAPITAL ADVISORS, INC.

CRD#: 131308 / SEC#: 801-63287

RIA

Registered Investment Advisory firm - (7/28/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(9/19/2024)

IAR

California
(8/13/2024)

IAR

Colorado
(8/13/2024)

IAR

Idaho
(8/13/2024)

IAR

Nevada
(8/14/2024)

IAR

Oregon
(8/13/2024)

IAR

Texas
(8/13/2024)

IAR

Utah
(8/14/2024)

IAR

Washington
(8/13/2024)

IAR

Wyoming
(8/13/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/28/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/14/1994

General Securities Representative Examination

Current Firm

ZIONS CAPITAL ADVISORS, INC.

CRD#: 131308 / SEC#: 801-63287

RIA

Registered Investment Advisory firm - (7/28/2004 Approved)

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Contact information

Main Address

Zions Capital Advisors One South Main St. 12th Floor, Salt Lake City, UT, 84133

Mailing Address

Phone number

(800) 608-3202

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ZIONS CAPITAL ADVISORS, INC. (5/7/2025)

Regulatory assets under management

Total Number of Accounts	88
AUM (Assets Under Management)	$ 1,460,957,454

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
03/11/2025	Cover Page	Report
02/26/2024	Cover Page	Report
02/21/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Anthony G. Valeri

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Gino Valeri's CRS (Customer Relationship Summary).

Certified licenses

Experience

ZIONS DIRECT, INC.

ZIONS DIRECT, INC.

ZIONS CAPITAL ADVISORS, INC.

LPL FINANCIAL LLC

Primary Firm SEC Registration

ZIONS CAPITAL ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 7/28/1994

SIE

Date: 10/1/2018

Series 7

Date: 4/14/1994

Current Firm

ZIONS CAPITAL ADVISORS, INC.

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ZIONS CAPITAL ADVISORS, INC.

TRUST BUT VERIFY

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