Stephen B. Hess
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
BRYAN, OH 43506
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CRD#: 2446121
Professional summary
Stephen Bradley Hess, CFP® is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Bryan, Ohio and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Bryan, Ohio.
Stephen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Stephen has worked at 6 firms and has passed the Series 66, Series 99TO, SIE, Series 7 and Series 27 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) TRILOGY WEALTH ADVISORS, 516 E HIGH ST BRYAN OH, 01/2007, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 2 HR/WK 2 HR/TRADING 2) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 01/2007, AS ADVISORY REP OF A RIA, INV REL, 35 HR/WK 35 HR/TRADING 3) HPH FINANCIAL CORP, 516 E HIGH ST BRYAN OH, 01/2007, SHAREHOLDER OF BUSINESS TO PROVIDE TAX AND LEGAL LIABILITY AND COVER OPERATING COSTS, INV REL, 30 HR/WK 6 HR/TRADING 4) HPH HOLDING LLC, 516 E HIGH ST BRYAN OH, 01/2007, OWNING MEMBER, REAL ESTATE HOLDING COMPANY, NIR, 0HR/MO 0 HR/MO TRADING 5) BRYAN AREA FOUNDATION, 124 S LYNN STREET BRYAN OH, 10/2010, Board Chairman, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 4 HR/MO 0 HR/MO TRADING 6) TRINITY LUTHERAN CHURCH, 509 CENTER STREET BRYAN OH, CHURCH COMMITTEE MEMBER, 03/2021, NIR, 3 HR/YR 0/TRADING HR 7) TRILOGY WEALTH ADVISORS, 516 E HIGH STREET BRYAN OH, 10/2010, EMPLOYEE, DBA, INV REL, 170 HR/MO 130 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Bradley Hess's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2006
Experience
Current
October 29, 2010 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 516 E High St, Bryan, OH 43506RIA
CRD#: 134139
BRYAN, OH
Current
October 29, 2010 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 516 E High St, Bryan, OH 43506BD
CRD#: 39543
Bryan, OH
Past
March 5, 2008 - November 2, 2010
NRP ADVISORS, INC.
RIA
CRD#: 141430
BRYAN, OH
Past
January 14, 2003 - October 20, 2008
NRP FINANCIAL, INC.
RIA
CRD#: 103717
BRYAN, OH
Past
March 24, 2000 - November 2, 2010
NRP FINANCIAL, INC.
BD
CRD#: 103717
BRYAN, OH
Past
September 23, 1998 - March 24, 2000
CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.
BD
CRD#: 2864
BRYAN, OH
Past
May 8, 1997 - August 1, 1997
FIFTH THIRD SECURITIES, INC.
BD
CRD#: 628
CINCINNATI, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/22/2018)
RR
Arizona(4/26/2018)
RR
California(10/29/2010)
RR
Colorado(1/3/2011)
RR
Florida(10/29/2010)
RR
Georgia(1/3/2011)
RR
Illinois(11/11/2010)
RR
Indiana(10/29/2010)
RR
Iowa(2/19/2021)
RR
Kentucky(10/29/2010)
RR
Louisiana(4/28/2025)
RR
Michigan(10/29/2010)
RR
Missouri(3/25/2021)
RR
Nevada(5/16/2019)
RR
New Jersey(10/18/2016)
RR
New York(1/11/2012)
RR
North Carolina(10/29/2010)
RR
Ohio(10/29/2010)
IAR
Ohio(10/29/2010)
RR
Pennsylvania(9/26/2017)
RR
South Carolina(5/2/2014)
RR
South Dakota(6/6/2018)
RR
Texas(10/29/2010)
IAR
Texas(11/15/2010)
RR
Utah(8/16/2022)
RR
Virginia(10/29/2010)
RR
Wisconsin(4/26/2018)
RR
Wyoming(5/2/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Bryan, OH 43506TRUST BUT VERIFY
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