Christopher R. Petruzzi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher R Petruzzi, who also goes by Christopher Robert Petruzzi, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1994. Christopher had worked at 11 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 3, Series 55, Series 7, Series 4, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 24, 2020 - October 7, 2022
GLOBETECH SECURITIES LLC
September 7, 2018 - November 14, 2018
AMERIVET SECURITIES, INC.
June 21, 2011 - September 30, 2016
EVENTURELINK SECURITIES INC.
August 29, 2006 - July 29, 2009
PETRUZZI SECURITIES, LLC
July 21, 2005 - August 24, 2007
FUSION ANALYTICS SECURITIES LLC
May 26, 2005 - September 19, 2006
GENESIS SECURITIES, LLC
April 15, 2003 - November 24, 2006
TZERO SECURITIES, LLC
March 25, 2003 - May 26, 2005
FUSION ANALYTICS SECURITIES LLC
May 22, 2001 - November 27, 2001
WESTCAP SECURITIES, INC.
July 5, 2000 - October 3, 2000
WESTCAP SECURITIES, INC.
November 24, 1999 - May 31, 2001
EURONET SECURITIES CORP.
May 2, 1995 - February 21, 2001
EVENTURELINK SECURITIES INC.
May 16, 1994 - November 23, 1994
AUTOMATED TRADING DESK BROKERAGE SERVICES, LLC
March 22, 1994 - September 14, 1994
SECURITIES NETWORK, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 5/29/2001
Limited Representative-Equity Trader ExamCurrent Firm
GLOBETECH SECURITIES LLC
CRD#: 306611 / SEC#: , 8-70531
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
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