Andrew R. Nugent
Professional summary
Andrew Robert Nugent, CFA, who also goes by Andy R Nugent, is a registered financial advisor currently at SAGE CAPITAL ADVISORS, LLC located in San Diego, California.
Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Andrew has worked at 4 firms and has passed the Series 65, Series 63, Series 3, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Robert Nugent's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 19, 2018 - Present
SAGE CAPITAL ADVISORS, LLC
Office #1: 11440 W Bernardo Court Suite 300, San Diego, CA 92127May 15, 1999 - April 23, 2018
BRANDES INVESTMENT PARTNERS, LP
February 13, 1995 - July 1, 1997
JACK WHITE & COMPANY, INC.
March 14, 1994 - December 13, 1994
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
SAGE CAPITAL ADVISORS, LLC
CRD#: 136577 / SEC#: 801-64637
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/19/2018)
Exams
Current Firm
SAGE CAPITAL ADVISORS, LLC
CRD#: 136577 / SEC#: 801-64637
Contact information
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 522 |
| AUM (Assets Under Management) | $ 629,817,774 |
Red Flags
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