Gilles Conrad Cote
Professional Summary
Gilles Conrad Cote, who also goes by Giles Conrad Cote, Gilles Conrad Cote, Gilles Conrad Cote', was a registered financial advisor. Gilles was a previously registered financial professional and started their career in finance 1994 - 2026. Gilles had worked at 14 firms and has passed the Series 63, Series 65, Series 79TO, Series 7, Series 6 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Giles Conrad Cote, Gilles Conrad Cote, Gilles Conrad Cote'
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
32 years in the financial services industry
Current & Past Employments
Past
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Current Firm
EXEMPLAR CAPITAL, LLC
Contact Information
Main Address
265 Franklin Street Suite 1702, Boston, MA 02110Mailing Address
265 Franklin Street Suite 1702, Boston, MA 02110Phone Number
(617) 542-7400Established
Massachusetts since 05/27/2010Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed May 2022About the Series 79TO examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Feb 1994About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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