Kaosheng Lin
Professional summary
Kaosheng Lin, who also goes by Kao Sheng Lin, Kyle Lin, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in San Gabriel, California and CETERA INVESTMENT SERVICES LLC located in San Gabriel, California.
Kaosheng is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Kaosheng has worked at 5 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kaosheng Lin's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 25, 2017 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 825 E Valley Blvd 2nd Floor, San Gabriel, CA 91776September 25, 2017 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 825 E Valley Bld 2nd Floor, San Gabriel, CA 91776Office #2: 2010 Tully Road, San Jose, CA 95122Office #3: 9055 Las Tunas Dr Suite 115, Temple City, CA 91780Office #4: 1095 El Camino Real, Millbrae, CA 94030February 28, 2017 - September 25, 2017
LPL FINANCIAL LLC
February 28, 2017 - September 25, 2017
LPL FINANCIAL LLC
January 21, 2016 - February 28, 2017
CETERA INVESTMENT ADVISERS LLC
November 25, 2015 - February 28, 2017
CETERA INVESTMENT SERVICES LLC
February 22, 1995 - December 21, 2015
KYSON & CO
April 7, 1994 - April 12, 1995
FASCO INTERNATIONAL, INC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/25/2017)
(9/25/2017)
(9/25/2017)
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(9/25/2017)
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(9/25/2017)
(9/25/2017)
(9/28/2017)
(9/25/2017)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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