Peter C. Restivo
Professional summary
Peter Charles Restivo was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Peter is a previously registered financial professional and started their career in finance in 1994. Prior to being barred, Peter had worked at 12 firms, which includes 1ST FREEDOM SECURITIES LLC, GUNNALLEN FINANCIAL INC, PARKER BROMLEY LTD., ROAN CAPITAL PARTNERS L.P., NEUTRAL SWITCH INC., PACIFIC CORTEZ SECURITIES INCORPORATED, CONTINENTAL BROKER-DEALER CORP., NATIONWIDE SECURITIES CORPORATION, CORTLANDT CAPITAL CORPORATION, TUSCANY EQUITY MANAGEMENT CORPORATI0N, A. T. BROD & CO. INC., ROBERT TODD FINANCIAL CORP..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 19, 2000 - May 7, 2001
1ST FREEDOM SECURITIES, LLC
September 10, 1998 - October 14, 1998
GUNNALLEN FINANCIAL, INC
June 9, 1998 - September 16, 1998
PARKER BROMLEY LTD.
April 23, 1998 - June 4, 1998
ROAN CAPITAL PARTNERS L.P.
January 20, 1998 - April 17, 1998
NEUTRAL SWITCH, INC.
August 15, 1997 - November 13, 1997
PACIFIC CORTEZ SECURITIES INCORPORATED
June 18, 1996 - December 19, 1996
CONTINENTAL BROKER-DEALER CORP.
November 14, 1995 - December 6, 1995
NATIONWIDE SECURITIES CORPORATION
June 6, 1995 - November 21, 1995
CORTLANDT CAPITAL CORPORATION
April 20, 1995 - June 22, 1995
TUSCANY EQUITY MANAGEMENT CORPORATI0N
September 7, 1994 - March 30, 1995
A. T. BROD & CO. INC.
February 1, 1994 - September 20, 1994
ROBERT TODD FINANCIAL CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
1ST FREEDOM SECURITIES, LLC
CRD#: 104202 / SEC#: , 8-52655
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BULL MEETS BEAR CONSULTING, INC. | MEMBER | |
| IORI, CESARE JOSEPH JR | MANAGER AND GENERAL SECURITIES PRINCIPAL | 2159836 |
Red Flags
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