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Peter Charles Restivo

CRD# 2444534·Registered 1994 - 2001
Barred: Peter Charles Restivo was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Peter Charles Restivo, who also goes by Pete Charles Restivo, was a registered financial advisor. Peter was a previously registered financial professional and started their career in finance 1994 - 2001. Peter had worked at 12 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Pete Charles Restivo

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

1ST FREEDOM SECURITIES, LLC·CRD# 104202
BD
Westbury, NY
October 19, 2000 - May 7, 2001
GUNNALLEN FINANCIAL, INC·CRD# 17609
BD
Tampa, FL
September 10, 1998 - October 14, 1998
PARKER BROMLEY LTD.·CRD# 39674
BD
Garden City, NY
June 9, 1998 - September 16, 1998
ROAN CAPITAL PARTNERS L.P.·CRD# 33063
BD
New York, NY
April 23, 1998 - June 4, 1998
NEUTRAL SWITCH, INC.·CRD# 37648
BD
Great Neck, NY
January 20, 1998 - April 17, 1998
PACIFIC CORTEZ SECURITIES INCORPORATED·CRD# 24341
BD
San Diego, CA
August 15, 1997 - November 13, 1997
CONTINENTAL BROKER-DEALER CORP.·CRD# 14048
BD
Carle Place, NY
June 18, 1996 - December 19, 1996
NATIONWIDE SECURITIES CORPORATION·CRD# 29720
BD
Valrico, FL
November 14, 1995 - December 6, 1995
CORTLANDT CAPITAL CORPORATION·CRD# 25152
BD
New York City, NY
June 6, 1995 - November 21, 1995
TUSCANY EQUITY MANAGEMENT CORPORATI0N·CRD# 20016
BD
Deerfield Beach, FL
April 20, 1995 - June 22, 1995
A. T. BROD & CO. INC.·CRD# 1319
BD
Cleveland, OH
September 7, 1994 - March 30, 1995
ROBERT TODD FINANCIAL CORP.·CRD# 7423
BD
New York, NY
February 1, 1994 - September 20, 1994

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Current Firm

1F
1ST FREEDOM SECURITIES, LLC

1ST FREEDOM SECURITIES, LLC

CRD#: 104202 / SEC#: 8-52655
BD
Terminated by SEC on 08/11/2001

Contact Information

Established

New York since 04/07/2000

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
BULL MEETS BEAR CONSULTING, INC.MEMBER—
IORI, CESARE JOSEPH JRMANAGER AND GENERAL SECURITIES PRINCIPAL2159836

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1994About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jan 1994About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Sep 1995About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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