RL
Robin H. Lawson
CETERA INVESTMENT ADVISERS LLC
LAGRANGE, KY 40031
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CRD#: 2444507
RL
Professional summary
Robin Hollis Lawson, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Lagrange, Kentucky and CETERA WEALTH SERVICES, LLC located in Lagrange, Kentucky.
Robin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Robin has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(dba) FINANCIAL SOLUTIONS INC; Investment Related; 309 W Jefferson Street, Lagrange, KY 40031; Financial Services; President; Start Date 01/2001; 120 hours per month with 90 of those hours per month occurring during trading hours; Coordinate and execute financial plans and insurance for customers, offer and provide annuity insurance products to customers as the situation warrants, meet with customers, and coordinate their insurance needs related to prudent financial planning. >> ALPHA FINANCIAL GROUP LLC; Non-Investment Related; 309 W Jefferson Street, Lagrange, KY 40031; Rental Property Management; Sole Managing Member; Start Date 01/2009; 3 hours per month with no hours per month occurring during trading hours; I manage one piece of rental real estate which is currently rented to Financial Solutions Inc - I sign checks and reconcile the bank account monthly. >> REAL ESTATE RENTAL; Non- Investment Related; Hilton Head, SC; Rental Property; Co-Property Owner with my Spouse; 1 hour per month with no hours per month during trading hours; Short-term rental property operated through my spouse's business. She runs/operates the business. My name is on the real estate property deed. >> CROSSROADS PREGNANCY RESOURCE CENTER; Non-Investment Related; Lagrange, KY; Board Member; Board Member; Start Date 02/2024; 3 hours per month with no hours per month occurring during trading hours; Along with other board members of this nonprofit organization which assists women and children affected by unplanned pregnancy, I attend board meetings every other month to provide oversight and input to the executive director.
CRS (Client Relationship Summary) - RIA
Click below to view Robin Hollis Lawson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2004
Experience
Current
February 20, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 309 W. Jefferson Street, Lagrange, KY 40031RIA
CRD#: 105644
LAGRANGE, KY
Current
February 20, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 309 W. Jefferson Street, Lagrange, KY 40031BD
CRD#: 13572
Lagrange, KY
Past
February 1, 2006 - February 20, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
Lagrange, KY
Past
March 2, 1999 - February 20, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
Lagrange, KY
Past
March 1, 1994 - March 15, 1999
BMA FINANCIAL SERVICES, INC.
BD
CRD#: 7943
KANSAS CITY, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/20/2025)
RR
Arizona(2/20/2025)
RR
Arkansas(2/20/2025)
RR
California(11/6/2025)
RR
Colorado(2/20/2025)
RR
District of Columbia(2/20/2025)
RR
Florida(2/20/2025)
RR
Georgia(2/20/2025)
RR
Idaho(2/20/2025)
RR
Illinois(2/20/2025)
RR
Indiana(2/20/2025)
RR
Iowa(2/20/2025)
RR
Kansas(2/20/2025)
RR
Kentucky(2/20/2025)
IAR
Kentucky(2/20/2025)
RR
Michigan(2/20/2025)
RR
Minnesota(2/20/2025)
RR
Mississippi(2/20/2025)
RR
Missouri(2/20/2025)
RR
New York(2/20/2025)
RR
North Carolina(2/20/2025)
RR
Ohio(2/20/2025)
RR
Oklahoma(2/20/2025)
RR
South Carolina(2/20/2025)
RR
Tennessee(2/20/2025)
RR
Texas(2/20/2025)
IAR
Texas(4/1/2025)
RR
Virginia(2/20/2025)
RR
Washington(2/20/2025)
RR
Wisconsin(2/20/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Lagrange, KY 40031TRUST BUT VERIFY
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