John P. Lynch

WORTH ADVISORS

Westminster, CO 80234

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CRD#: 2444435

Professional summary

John Patrick Lynch, who also goes by J Patrick Lynch, Pat Lynch, Patrick Lynch, is a registered financial advisor currently at WORTH ADVISORS located in Westminster, Colorado.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. John has worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

J Patrick Lynch | Pat Lynch | Patrick Lynch

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) PATRICK LYNCH FINANCIAL INDEPENDENT INSURANCE AGENT, 01/2013, APPOINTED WITH VARIOUS CARRIERS SUCH AS ALLIANZ, ING, AMERICAN EQUITY. OFFERING CLIENTS FIXED ANNUITIES AND FIXED INDEXED ANNUITIES WHEN APPROPRIATE. 20-30 HRS PER WEEK DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Patrick Lynch's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 15, 2024 - Present

WORTH ADVISORS

Office #1: 1870 West 122nd Avenue #400, Westminster, CO 80234

RIA

CRD#: 156564

Westminster, CO

Past

July 25, 2023 - September 19, 2023

LYNCH FINANCIAL GROUP

RIA

CRD#: 326983

WESTMINSTER, CO

Past

August 25, 2017 - July 24, 2024

WEALTH WATCH ADVISORS, INC

RIA

CRD#: 172002

Westminster, CO

Past

October 5, 2016 - November 1, 2018

ROYAL FUND MANAGEMENT, LLC

RIA

CRD#: 144434

Westminster, CO

Past

September 6, 2016 - September 30, 2016

HORTER INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 119880

westminister, CO

Past

June 13, 2016 - September 2, 2016

TRIUMPH WEALTH ADVISORS, INC.

RIA

CRD#: 153175

WESTMINSTER, CO

Past

March 14, 2014 - September 2, 2016

TAYLOR CAPITAL MANAGEMENT INC.

CRD#: 43559

Westminster, CO

Past

February 3, 2012 - February 11, 2014

EQUITABLE ADVISORS, LLC

CRD#: 6627

DENVER, CO

Past

June 25, 2009 - February 3, 2012

SUNSET FINANCIAL SERVICES, INC.

CRD#: 3538

WESTMINSTER, CO

Past

April 30, 2002 - June 24, 2009

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

LONGMONT, CO

Past

March 12, 1994 - December 31, 1994

G. R. PHELPS & CO., INC.

CRD#: 173

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WORTH ADVISORS

PATRICK LYNCH FINANCIAL | WORTH FINANCIAL ADVISORY GROUP, LLC | WORTH FINANCIAL ADVISORY GROUP LLC | WORTH FINANCIAL ADVISORY GROUP | WORTH ADVISORS

CRD#: 156564 / SEC#: 801-120877

RIA

Registered Investment Advisory firm - (4/21/2021 Approved)

Michigan

Registered Investment Advisory firm - (4/26/2021 Terminated)

North Carolina

Registered Investment Advisory firm - (4/26/2021 Terminated)

Tennessee

Registered Investment Advisory firm - (4/28/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(8/15/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/10/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/26/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/2/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 4/29/2002

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WORTH ADVISORS

PATRICK LYNCH FINANCIAL | WORTH FINANCIAL ADVISORY GROUP, LLC | WORTH FINANCIAL ADVISORY GROUP LLC | WORTH FINANCIAL ADVISORY GROUP | WORTH ADVISORS

CRD#: 156564 / SEC#: 801-120877

RIA

Registered Investment Advisory firm - (4/21/2021 Approved)

Michigan

Registered Investment Advisory firm - (4/26/2021 Terminated)

North Carolina

Registered Investment Advisory firm - (4/26/2021 Terminated)

Tennessee

Registered Investment Advisory firm - (4/28/2021 Terminated)

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Contact information

Main Address

2020 S. Tryon Street Suite 2b, Charlotte, NC 28203

Mailing Address

Phone number

(704) 731-0121

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (2/26/2025)

Regulatory assets under management

Total Number of Accounts	1,370
AUM (Assets Under Management)	$ 232,915,337

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John P. Lynch

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Patrick Lynch's CRS (Customer Relationship Summary).

Certified licenses

Experience

LYNCH FINANCIAL GROUP

WEALTH WATCH ADVISORS, INC

ROYAL FUND MANAGEMENT, LLC

HORTER INVESTMENT MANAGEMENT, LLC

TRIUMPH WEALTH ADVISORS, INC.

TAYLOR CAPITAL MANAGEMENT INC.

EQUITABLE ADVISORS, LLC

SUNSET FINANCIAL SERVICES, INC.

ALLSTATE FINANCIAL SERVICES, LLC

G. R. PHELPS & CO., INC.

Primary Firm SEC Registration

WORTH ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 6/10/2016

Series 63

Date: 4/26/2006

SIE

Date: 9/2/2016

Series 6

Date: 4/29/2002

Current Firm

WORTH ADVISORS

Contact information

SEC notice filing (19 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WORTH ADVISORS

TRUST BUT VERIFY

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