Edward C. Coyne

SPROTT ASSET MANAGEMENT USA

DARIEN, CT 06820

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CRD#: 2444276

Professional summary

Edward C Coyne, who also goes by Ed Coyne, is a registered financial advisor currently at SPROTT ASSET MANAGEMENT USA INC. located in Darien, Connecticut and SPROTT GLOBAL RESOURCE INVESTMENTS LTD located in New York, New York.

Edward is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Edward has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ed Coyne

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SPROTT ASSET MANAGEMENT LP; INVESTMENT RELATED, AFFILIATE; 200 BAY STREET, SUITE 2600, TORONTO, ONTARIO, M5J 2JI; SENIOR MANAGING DIRECTOR, NATIONAL SALES; EFFECTIVE JANUARY 2016; AROUND 40 HOURS DEVOTED WEEKLY; WORK PRIMARILY CONDUCTED DURING TRADING HOURS; GENERATE SALES LEADS. SPROTT ASSET MANAGEMENT USA, INC., AN AFFILIATE OF SPROTT GLOBAL RESOURCE INVESTMENTS LTD. AND WHOLLY OWNED SUBSIDIARY OF SPROTT INC.; YES; INVESTMENT RELATED; SENIOR MANAGING DIRECTOR, GLOBAL SALES; BEGINNING FEBRUARY 2, 2016; APPROXIMATELY 160 HOURS A MONTH, ALL GENERALLY DURING SECURITIES TRADING HOURS; DUTIES INCLUDE INVESTMENT ADVISORY SERVICES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward C Coyne's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 2, 2016 - Present

SPROTT ASSET MANAGEMENT USA INC.

Office #1: 320 Post Rd, Suite 230, Darien, CT 06820

RIA

CRD#: 139022

DARIEN, CT

Current

January 29, 2016 - Present

SPROTT GLOBAL RESOURCE INVESTMENTS LTD

Office #1: 500 Fifth Avenue Suite 3020, New York, NY 10110Office #2: 212 East Stewart Ave. Floor Two, Lake Wales, FL 33853

CRD#: 35878

New York, NY

Past

June 12, 1997 - January 5, 2016

ROYCE FUND SERVICES, LLC

CRD#: 14470

NEW YORK, NY

Past

January 2, 1996 - June 5, 1997

PXP SECURITIES CORP.

CRD#: 22898

HARTFORD, CT

Past

September 28, 1995 - January 5, 1996

NEUBERGER BERMAN MANAGEMENT LLC

CRD#: 5493

NEW YORK, NY

Past

November 3, 1994 - September 22, 1995

REICH & TANG DISTRIBUTORS, INC.

CRD#: 28078

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SPROTT ASSET MANAGEMENT USA INC.

SPROTT ASSET MANAGEMENT USA INC. | TERRA RESOURCE INVESTMENT MANAGEMENT, INC. | TERRA RESOURCE INVESTMENT MANAGEMENT INC. | SPROTT WEALTH MANAGEMENT | SPROTT FAMILY OFFICE

CRD#: 139022 / SEC#: 801-66131

RIA

Registered Investment Advisory firm - (2/1/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(2/1/2016)

IAR

Connecticut
(2/2/2016)

Florida
(1/9/2024)

New York
(1/9/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/26/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/21/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/2/1994

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

SPROTT ASSET MANAGEMENT USA INC.

SPROTT ASSET MANAGEMENT USA INC. | TERRA RESOURCE INVESTMENT MANAGEMENT, INC. | TERRA RESOURCE INVESTMENT MANAGEMENT INC. | SPROTT WEALTH MANAGEMENT | SPROTT FAMILY OFFICE

CRD#: 139022 / SEC#: 801-66131

RIA

Registered Investment Advisory firm - (2/1/2006 Approved)

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Contact information

Main Address

320 Post Road Suite 230, Darien, CT 06820

Mailing Address

Phone number

(203) 656-2400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SPROTT ASSET MANAGEMENT USA, INC. ADV PART 2A JUNE 2, 2025 (6/2/2025)

Regulatory assets under management

Total Number of Accounts	2,613
AUM (Assets Under Management)	$ 4,636,738,041

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Edward C. Coyne

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward C Coyne's CRS (Customer Relationship Summary).

Certified licenses

Experience

SPROTT GLOBAL RESOURCE INVESTMENTS LTD

ROYCE FUND SERVICES, LLC

PXP SECURITIES CORP.

NEUBERGER BERMAN MANAGEMENT LLC

REICH & TANG DISTRIBUTORS, INC.

Primary Firm SEC Registration

SPROTT ASSET MANAGEMENT USA INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/26/1996

Series 63

Date: 8/21/1995

SIE

Date: 10/1/2018

Series 7

Date: 11/2/1994

FINRA

Current Firm

SPROTT ASSET MANAGEMENT USA INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SPROTT ASSET MANAGEMENT USA INC.

TRUST BUT VERIFY

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