MP
Michael E. Pierce
WELLTH ADVISORY SERVICES
North Palm Beach, FL
Some features on this profile are disabled
CRD#: 2444015
MP
Professional summary
Michael Eugene Pierce, AIF®, who also goes by Mike Pierce, is a registered financial advisor currently at WELLTH ADVISORY SERVICES, LLC located in North Palm Beach, Florida.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Michael has worked at 11 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mike Pierce
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 4/1/2019 - Strategic Retirement Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/2015. 2. 4/1/2019 - SRP Holdings Group LLC - Investment Related - 25434 Prairiewood Ln Shorewood IL - Business Entity For Tax/Investment Purposes Only - Started 2019. 3. 4/1/2019 - SRP - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/2015. 4. 4/1/2019 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 2005 - 1 Hour Per Month During Securities Trading - Time Spent 1% - Group disability and life insurance. 5. 4/4/2019 - Global Retirement Partners - DBA: Strategic Retirement Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 10/2015 - 140 Hours Per Month/140 Hours During Securities Trading - I provide investment advisory services through Strategic Retirement Partners, an independent investment advisor firm. I started this business activity in 10/2015. I expect to spend approximately 140 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. Termed 6/2024 6. 4/15/2019 - Global Retirement Partners - DBA: SRP - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 10/2015. Termed 6/2024 7. 12/18/2019 - Flexmatch - Not Investment Related - At Reported Business Location(s) & Home Based - Other-Student Loan Repayment Program - Salesperson - Started 08/01/2019 - 5 Hours Per Month During Securities Trading - Thrive. 8. 8/28/2020 - LAOLCO Partners, LLC - Not Investment Related - Ft. Lauderdale, Florida - Other-Family Business - Start Date: 8/1/2020 - 8 Hours Per Month/0 Hours During Securities Trading - Fees from residential dumpster rental. 9. 12/8/2020 - PIERCE FINANCIAL GROUP INC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 07/01/2020 - 60 Hours Per Month/40 Hours During Securities Trading. 10. 7/13/2021 - SRP Ventures, LLC - Not Investment Related - Business Entity For Tax/Investment Purposes Only - Start Date: 6/22/2021 - 0 Hours Per Month/0 Hours During Securities Trading - Making a passive investment in Vestwell, Inc which is a digital recordkeeper. 11. 2/22/2023 - 997 Holdings, LLC - Investment Related - Huntsville, AL. 35824 - Real Estate Rental - Start Date - 02/13/2023 - 1 Hours Per Month/0 Hours During Securities Trading 12. 3/10/2023 - Pure Maintenance - Not Investment Related - Other - Family Business - Owner - Start Date - 02/13/2023 - 0 Hours Per Month/0 Hours During Securities Trading
CRS (Client Relationship Summary) - RIA
Click below to view Michael Eugene Pierce's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
July 1, 2024 - Present
WELLTH ADVISORY SERVICES, LLC
RIA
CRD#: 330537
North Palm Beach, FL
Past
April 3, 2019 - July 16, 2024
GLOBAL RETIREMENT PARTNERS LLC
RIA
CRD#: 172011
Palm Beach Gardens, FL
Past
April 1, 2019 - December 6, 2023
LPL FINANCIAL LLC
BD
CRD#: 6413
NORTH PALM BEACH, FL
Past
December 15, 2017 - April 1, 2019
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
Annapolis, MD
Past
December 15, 2017 - April 1, 2019
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
Annapolis, MD
Past
August 6, 2014 - December 21, 2017
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
ANNAPOLIS, MD
Past
August 6, 2014 - December 21, 2017
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
ANNAPOLIS, MD
Past
August 2, 2010 - August 14, 2014
FINANCIAL TELESIS INC
RIA
CRD#: 31012
ANNAPOLIS, MD
Past
August 2, 2010 - August 14, 2014
FINANCIAL TELESIS INC
BD
CRD#: 31012
ANNAPOLIS, MD
Past
August 4, 1999 - August 4, 2010
TOWER SQUARE SECURITIES, INC.
RIA
CRD#: 833
LOTHIAN, MD
Past
April 26, 1999 - August 4, 2010
TOWER SQUARE SECURITIES, INC.
BD
CRD#: 833
LOTHIAN, MD
Past
November 4, 1998 - April 23, 1999
NYLIFE SECURITIES LLC
BD
CRD#: 5167
NEW YORK, NY
Past
February 15, 1994 - November 11, 1998
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
CONSHOHOCKEN, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WA
WELLTH ADVISORY SERVICES, LLC
STRATEGIC RETIREMENT PARTNERS (SRP) | WELLTH ADVISORY SERVICES, LLC
CRD#: 330537 / SEC#: 801-130037
RIA
Registered Investment Advisory firm - (4/26/2024 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(7/15/2024)
IAR
Maryland(7/1/2024)
IAR
Virginia(7/22/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
WA
WELLTH ADVISORY SERVICES, LLC
STRATEGIC RETIREMENT PARTNERS (SRP) | WELLTH ADVISORY SERVICES, LLC
CRD#: 330537 / SEC#: 801-130037
RIA
Registered Investment Advisory firm - (4/26/2024 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
Shorewood, IL
Mailing Address
Phone number
(866) 777-4015
Established
Firm type
Fiscal year end
# of Employees
72
SEC notice filing (44 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,338 |
| AUM (Assets Under Management) | $ 23,574,040,155 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
